-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C6zl6goTVGk4ChoG24YlcpY/C1fMM2hehVbWUt7GDt0uAkhaQbpBttDA+f7Fzdaj +lSyLRbDaSVJ2lhORD7ajQ== 0000932704-00-000004.txt : 20000511 0000932704-00-000004.hdr.sgml : 20000511 ACCESSION NUMBER: 0000932704-00-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKHAVEN CAPITAL MANAGEMENT CO LTD CENTRAL INDEX KEY: 0000932704 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04831 FILM NUMBER: 625042 BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 3 SUITE 105 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545544 MAIL ADDRESS: STREET 1: 3000 SANDHILL ROAD SUITE 105 STREET 2: BLDG 3 CITY: MELO PARK STATE: CA ZIP: 94025 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000_ Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: __Brookhaven Capital Management Address: __3000 Sand Hill Road #3-105___ __Menlo Park, CA 94025_________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: _Kathleen Orteig______________ Title: _Operations Manager___________ Phone: _650-854-5544_________________ Signature, Place and Date of Signing: ___Kathleen Orteig______ ___Menlo Park, CA___ ___ [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ___ 0 ___ Form 13F Information Table Entry Total: _ 48 Form 13F Information Table Value Total: 224,953,238 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR [DATA] CASH TECHNOLOGIES INC OTC IS 8846627 100,000 10,500 Sole 0 10,500 ADAPTEC INC OTC IS 00651F1083,066,825 79,400 Sole 0 79,400 AMERICA ONLINE INC-DEL COMMON 02364J1042,360,313 35,000 Sole 0 35,000 APPLIED MAGNETICS CORP OTC IS 38213104 33,750 500,000 Sole 0 500,000 ARIBA INC OTC IS 04033V1041,048,125 5,000 Sole 0 5,000 ATMEL CORP OTC IS 49513104 774,375 15,000 Sole 0 15,000 COMMERCE ONE INC DEL OTC IS 200693109 746,250 5,000 Sole 0 5,000 COMPAQ COMPUTER CORP COMMON 2044931002,160,000 80,000 Sole 0 80,000 E TRADE GROUP INC OTC IS 2692461044,368,125 145,000 Sole 0 145,000 E PIPHANY INC OTC IS 26881V1001,869,875 14,000 Sole 0 14,000 EXODUS COMMUNICATIONS OTC IS 3020881093,273,650 23,300 Sole 0 23,300 INC FOGDOG INC OTC IS 344167101 242,550 44,100 Sole 0 44,100 GETTY IMAGES INC OTC IS 3742761032,335,938 65,000 Sole 0 65,000 GO2NET INC OTC IS 3834861071,007,031 12,500 Sole 0 12,500 REDHOOK ALE BREWERY INC OTC IS 757473103 645,796 344,424 Sole 0 344,424 INTRENET INC OTC IS 4611901007,810,018 4,030,97 Sole 0 4,030,97 7 7 INTRENET PRIVATE OTC IS INTRENET 1,000,000 500,000 Sole 0 500,000 PLACEMENT JDS UNIPHASE CORP OTC IS 46612J1012,941,725 24,400 Sole 0 24,400 LANDAMERICA FINANCIAL OTC IS 514936103 38,750 2,000 Sole 0 2,000 GROUP INC LAM RESEARCH CORP OTC IS 5128071081,351,875 30,000 Sole 0 30,000 MAIL COM INC OTC IS 56031110257,149,94 3,313,04 Sole 0 3,313,04 0 0 0 MAXTOR CORP OTC IS 57772920521,718,55 1,678,72 Sole 0 1,678,72 7 9 9 NEW CENTURY FINANCIAL OTC IS 64352D10138,859,10 3,930,35 Sole 0 3,930,35 CORP 3 0 0 NTN COMMUNICATIONS INC COMMON 62941030919,006,96 4,751,74 Sole 0 4,751,74 NEW 8 2 2 PYRAMID BREWERIES INC OTC IS 747135101 970,518 485,259 Sole 0 485,259 PARAMETRIC TECHNOLOGY OTC IS 6991731001,053,125 50,000 Sole 0 50,000 CORP. PROJECT SOFTWARE & OTC IS 74339P1011,130,000 20,000 Sole 0 20,000 DEVELOPMENT PEOPLESOFT INC OTC IS 712713106 400,000 20,000 Sole 0 20,000 READ RITE CORP OTC IS 75524610512,404,41 2,646,27 Sole 0 2,646,27 0 4 4 ROUGE INDUSTRIES INC CL COMMON 7790881037,229,075 1,147,10 Sole 0 1,147,10 A (DEL) 0 0 RENT WAY INC COMMON 76009U1049,071,400 465,200 Sole 0 465,200 SOUTHERN PACIFIC COMMON 943578204 1,743 17,431,1 Sole 0 17,431,1 FUNDING 68 68 SCHWAB CHARLES CORP NEW COMMON 8085131051,420,313 25,000 Sole 0 25,000 SCI SYSTEMS INC COMMON 783890106 940,625 17,500 Sole 0 17,500 SOUTHERN PACIFIC COMMON 843576109 672,370 4,482,46 Sole 0 4,482,46 FUNDING CORP 8 8 SOUTHERN PACIFIC COMMON 843576109 30,570 203,800 Sole 0 203,800 FUNDING CORP WEBVAN GROUP INC OTC IS 94845V103 904,050 117,600 Sole 0 117,600 YAHOO INC OTC IS 9843321064,284,375 25,000 Sole 0 25,000 CALL AMER ONLINE APR CALL 18799W0DL2,975,000 3,500 Sole 0 3,500 60 **** CALL AMER ONLINE APR CALL 18799W0DM 268,750 500 Sole 0 500 065 **** CALL ADAPTEC INC APR 35 CALL 00651F0DG 102,500 200 Sole 0 200 CALL MAXTOR CORP APR CALL 5777290DA6,324,000 8,160 Sole 0 8,160 005 **** CALL MAXTOR CORP APR CALL 5777290DB 20,563 70 Sole 0 70 010 **** CALL MAXTOR CORP APR CALL 5777290DV 143,750 1,000 Sole 0 1,000 12.5**** CALL READ RITE MAY 5 CALL 7552460EA 159,375 2,550 Sole 0 2,550 CALL MAIL COM APR 15 CALL 5603110DC 225,000 750 Sole 0 750 CALL MAIL COM APR 17.50 CALL 5603110DW 210,938 1,250 Sole 0 1,250 CALL MAIL COM MAY 15 CALL 5603110EC 101,250 270 Sole 0 270 TOTALS 224,953,238
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