-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NR3rre/4XIl6FZG+JbmPlOP8GdBC0IY+0SaA9tRT/pUDOTUptOlCgOaJPrMYynTH acwypcd3Zqa1tqSnexJtuQ== 0000932704-00-000002.txt : 20000324 0000932704-00-000002.hdr.sgml : 20000324 ACCESSION NUMBER: 0000932704-00-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKHAVEN CAPITAL MANAGEMENT CO LTD CENTRAL INDEX KEY: 0000932704 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04831 FILM NUMBER: 576369 BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 3 SUITE 105 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545544 MAIL ADDRESS: STREET 1: 3000 SANDHILL ROAD SUITE 105 STREET 2: BLDG 3 CITY: MELO PARK STATE: CA ZIP: 94025 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999_ Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: __Brookhaven Capital Management Address: __3000 Sand Hill Road #3-105___ __Menlo Park, CA 94025_________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: _Kathleen Orteig______________ Title: _Operations Manager___________ Phone: _650-854-5544_________________ Signature, Place and Date of Signing: ___Kathleen Orteig______ ___Menlo Park, CA___ ___ [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ___ 0 ___ Form 13F Information Table Entry Total: _ 48 Form 13F Information Table Value Total: 234,362,271 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR [DATA] SOUTHERN PACIFIC FUNDING BOND DDDDD6AA7 1,250,70 11,370,0 Sole 0 11,370, CORP 0 00 000 SOUTHERN PACIFIC FUNDING BOND DDDDD6AA7 608,850 5,535,00 Sole 0 5,535,0 CORP 0 00 CASH TECHNOLOGIES INC OTC IS 8846627 100,000 10,500 Sole 0 10,500 APPLE COMPUTER INC OTC IS 37833100 2,570,31 25,000 Sole 0 17,500 3 AK STEEL HOLDING CORP COMMON 1547108 3,208,75 170,000 Sole 0 110,000 0 ALASKA AIR GROUP INC COMMON 11659109 4,158,801 118,400 Sole 0 69,100 W/RTS TO WTS ALZA CORP OTC IS 22615157 3,213 102,817 Sole 0 66,617 AMAZON COM INC OTC IS 23135106 761,251 10,000 Sole 0 8,300 APPLIED MAGNETICS CORP COMMON 38213104 187,500 500,000 Sole 0 286,605 ARIBA INC OTC IS 04033V104 1,826,96 10,300 Sole 0 10,300 3 ATMEL CORP OTC IS 49513104 1,312,57 44,400 Sole 0 44,400 5 CAMBRIDGE TECHNOLOGY OTC IS 132524109 299,250 11,400 Sole 0 11,400 PARTNERS CASH TECHNOLOGIES INC OTC IS 147910103 64,406 4,500 Sole 0 4,500 COMMERCE ONE INC DEL OTC IS 200693109 1,965,00 10,000 Sole 0 10,000 0 CYMER INC OTC IS 232572107 2,060,80 44,800 Sole 0 44,800 0 DELTA AIR LINES INC COMMON 247361108 4,413,38 88,600 Sole 0 88,600 8 DELL COMPUTER CORP OTC IS 247025109 637,500 12,500 Sole 0 12,500 FUSION MEDICAL OTC IS 361128101 130,000 10,000 Sole 0 5,000 TECHNOLOGIES REDHOOK ALE BREWERY INC OTC IS 757473103 1,922,41 866,439 Sole 0 528,603 3 DECS TR IV OTC IS 243664208 78,125 10,000 Sole 0 10,000 INTRENET INC OTC IS 461190100 9,880,63 4,106,2 Sole 0 1,516,4 3 37 98 LAM RESEARCH CORP OTC IS 512807108 1,673,43 15,000 Sole 0 15,000 8 MAIL COM INC OTC IS 560311102 1,293,75 69,000 Sole 0 42,400 0 MAXTOR CORP OTC IS 577729205 60,308,7 8,318,44 Sole 0 5,273,9 19 4 00 NEW CENTURY FINANCIAL OTC IS 64352D101 47,613,8 3,023,10 Sole 0 1,935,5 CORP 25 0 00 NATIONAL STEEL CORP-CL B COMMON 637844309 3,513,47 472,400 Sole 0 242,300 5 NETMOVES CORPORATION OTC IS 64116A104 33,028,6 4,718,38 Sole 0 2,089,6 74 2 75 NTN COMMUNICATIONS INC COMMON 629410309 10,740,7 2,912,74 Sole 0 1,883,2 NEW 36 2 00 PRICELINE COM INC OTC IS 741503106 4,003,18 84,500 Sole 0 54,500 9 PYRAMID BREWERIES INC OTC IS 747135101 1,558,66 817,659 Sole 0 322,825 3 PEOPLESOFT INC OTC IS 712713106 3,738,21 175,400 Sole 0 160,400 3 CALL MAXTOR CORP JAN 005 CALL 5777290AA 4,421,25 19,650 Sole 0 15,150 **** 0 CALL MAXTOR CORP JAN CALL 5777290AU 130,750 2,615 Sole 0 2,615 7.50 CALL PRICELINE COM JAN CALL 7415030AJ 181,250 500 Sole 0 500 50 CALL PRICELINE.CO JAN CALL 7415030AK 54,688 250 Sole 0 250 055 **** CALL ROUGE INDUSTRIES CALL 7790880CA 199,063 650 Sole 0 650 MAR 5 CALL ROUGE INDS MAR 07.5 CALL 7790880CU 18,750 125 Sole 0 125 PSE CALL FAXSAV JAN 005 CBOE CALL 31210L0AA 1,000,00 5,000 Sole 0 720 0 CALL NETMOVES CORPORATI CALL 64116A0AU 184,734 2,815 Sole 0 2,415 JAN 7.50 CALL MAIL COM JAN 17.50 CALL 5603110AW 193,375 595 Sole 0 495 ROUGE INDUSTRIES INC CL COMMON 779088103 6,235,42 791,800 Sole 0 697,000 A (DEL) 5 BOSTON BEER CO INC - CL COMMON 100557107 2,407,81 335,000 Sole 0 189,800 A 3 SCHWAB CHARLES CORP NEW COMMON 808513105 3,825,00 100,000 Sole 0 85,000 0 SED INTERNATIONAL OTC IS 784109100 1,176,35 508,695 Sole 0 172,900 HOLDINGS INC 7 SEAGATE TECHNOLOGY INC COMMON 811804103 2,560,93 55,000 Sole 0 45,000 8 SOUTHERN PACIFIC FUNDING OTC IS 843576109 141,998 4,733,26 Sole 0 35,700 CORP 8 SHOWPOWER INC COMMON 825396104 1,832,11 266,490 Sole 0 262,080 9 WEBVAN GROUP INC OTC IS 94845V103 4,885,65 296,100 Sole 0 5,000 0 TOTALS 234,362,271
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