0001247176-16-000004.txt : 20160429
0001247176-16-000004.hdr.sgml : 20160429
20160429171131
ACCESSION NUMBER: 0001247176-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160425
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp
CENTRAL INDEX KEY: 0000932699
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 710724248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 7812242411
MAIL ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
FORMER COMPANY:
FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC
DATE OF NAME CHANGE: 19941110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JENSEN LYLE
CENTRAL INDEX KEY: 0001252388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13776
FILM NUMBER: 161608165
MAIL ADDRESS:
STREET 1: 5780 E CIELO RON N
CITY: CAVE CREEK
STATE: AZ
ZIP: 85331
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-04-25
0
0000932699
AMERICAN POWER GROUP Corp
APGI
0001252388
JENSEN LYLE
C/O AMERICAN POWER GROUP
7 KIMBALL LANE, BLDG A
LYNNFIELD
MA
01824
1
1
0
0
CEO and President
Common Stock
760747
D
Common Stock Purchase Option
2016-04-21
2016-04-21
4
J
0
500000
0.28
D
2016-04-21
Common Stock
500000
590000
D
Common Stock Purchase Options
2016-04-25
2016-04-25
4
J
0
590000
D
Common Stock
590000
0
D
Common Stock Purchase Options
0.1
2016-04-25
2016-04-25
4
A
0
900000
0.1
A
2016-04-25
2026-04-25
Common Stock
900000
900000
D
Common Stock Purchase Options
0.1
2016-04-25
2016-04-25
4
A
0
2100000
0.1
A
Common Stock
2100000
3000000
D
Common Stock Purchase Options
0.1
2016-04-25
2016-04-25
4
A
0
3000000
0.1
A
Common Stock
3000000
6000000
D
Option to purchase 500,000 shares of common stock at an exercise price of $.28 which vested equally over a 5 year term from date of grant and had a 10 year term expired unexercised.
Options to purchase 200,000 shares of common stock at prices ranging from $.33 to $.33 which vested equally over a 5 year term from date of grant and had a term of 10 years from date of grant were terminated by the company.
Options to purchase 390,000 shares of common stock at prices ranging from $.23 to $.80 and which vested immediately on date of grant and had a 10 year term from date of grant were terminated by the company.
The options vest equally over a period of 5 years from date of grant and have a 10 year term from date of grant.
The options are exercisable in annual increments of 750,000 commencing in 2017 and ending in 2020 based on achievement of pre-determined performance goals set by the company's Board of Directors. The options have a 10 year term from date of grant.
/s/Charles E Coppa, attorney in fact
2016-04-29