0001247176-16-000004.txt : 20160429 0001247176-16-000004.hdr.sgml : 20160429 20160429171131 ACCESSION NUMBER: 0001247176-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160425 FILED AS OF DATE: 20160429 DATE AS OF CHANGE: 20160429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp CENTRAL INDEX KEY: 0000932699 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 710724248 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7812242411 MAIL ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 FORMER COMPANY: FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC DATE OF NAME CHANGE: 19941110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENSEN LYLE CENTRAL INDEX KEY: 0001252388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13776 FILM NUMBER: 161608165 MAIL ADDRESS: STREET 1: 5780 E CIELO RON N CITY: CAVE CREEK STATE: AZ ZIP: 85331 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-04-25 0 0000932699 AMERICAN POWER GROUP Corp APGI 0001252388 JENSEN LYLE C/O AMERICAN POWER GROUP 7 KIMBALL LANE, BLDG A LYNNFIELD MA 01824 1 1 0 0 CEO and President Common Stock 760747 D Common Stock Purchase Option 2016-04-21 2016-04-21 4 J 0 500000 0.28 D 2016-04-21 Common Stock 500000 590000 D Common Stock Purchase Options 2016-04-25 2016-04-25 4 J 0 590000 D Common Stock 590000 0 D Common Stock Purchase Options 0.1 2016-04-25 2016-04-25 4 A 0 900000 0.1 A 2016-04-25 2026-04-25 Common Stock 900000 900000 D Common Stock Purchase Options 0.1 2016-04-25 2016-04-25 4 A 0 2100000 0.1 A Common Stock 2100000 3000000 D Common Stock Purchase Options 0.1 2016-04-25 2016-04-25 4 A 0 3000000 0.1 A Common Stock 3000000 6000000 D Option to purchase 500,000 shares of common stock at an exercise price of $.28 which vested equally over a 5 year term from date of grant and had a 10 year term expired unexercised. Options to purchase 200,000 shares of common stock at prices ranging from $.33 to $.33 which vested equally over a 5 year term from date of grant and had a term of 10 years from date of grant were terminated by the company. Options to purchase 390,000 shares of common stock at prices ranging from $.23 to $.80 and which vested immediately on date of grant and had a 10 year term from date of grant were terminated by the company. The options vest equally over a period of 5 years from date of grant and have a 10 year term from date of grant. The options are exercisable in annual increments of 750,000 commencing in 2017 and ending in 2020 based on achievement of pre-determined performance goals set by the company's Board of Directors. The options have a 10 year term from date of grant. /s/Charles E Coppa, attorney in fact 2016-04-29