0001144204-16-094399.txt : 20160414
0001144204-16-094399.hdr.sgml : 20160414
20160414164136
ACCESSION NUMBER: 0001144204-16-094399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160406
FILED AS OF DATE: 20160414
DATE AS OF CHANGE: 20160414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp
CENTRAL INDEX KEY: 0000932699
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 710724248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 7812242411
MAIL ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
FORMER COMPANY:
FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC
DATE OF NAME CHANGE: 19941110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Raymond
CENTRAL INDEX KEY: 0001361752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13776
FILM NUMBER: 161572173
MAIL ADDRESS:
STREET 1: C/O SPRING MOUNTAIN CAPITAL, LP
STREET 2: 650 MADISON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v436890_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-06
0
0000932699
AMERICAN POWER GROUP Corp
APGI
0001361752
Wong Raymond
C/O SPRING MOUNTAIN CAPITAL
65 EAST 55TH STREET, 33RD FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2016-04-06
4
J
0
120809
0.1352
A
756386
I
See Footnote
SMC Employees Partnership ("SMC EP") received 120,809 shares of the Issuer's common stock as a payment-in-kind dividend on 65.33 shares of the Issuer's 10% Convertible Preferred Stock owned at the time of the dividend payment date. Mr. Wong is a partner in SMC EP and pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, he may be deemed to be the beneficial owner of any securities reported herein that are beneficially owned by SMC EP. Mr. Wong disclaims beneficial ownership with respect to any shares of common stock except to the extent of his pecuniary interest therein.
/s/ Raymond Wong
2016-04-14