0001008331-16-000002.txt : 20160502
0001008331-16-000002.hdr.sgml : 20160502
20160502154109
ACCESSION NUMBER: 0001008331-16-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160502
DATE AS OF CHANGE: 20160502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp
CENTRAL INDEX KEY: 0000932699
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 710724248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 7812242411
MAIL ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
FORMER COMPANY:
FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC
DATE OF NAME CHANGE: 19941110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEEDHAM MAURICE E
CENTRAL INDEX KEY: 0001008331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13776
FILM NUMBER: 161611502
MAIL ADDRESS:
STREET 1: C/O GREENMAN TECHNOLOGIES INC
STREET 2: 7 KIMBALL LANE
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-04-01
0
0000932699
AMERICAN POWER GROUP Corp
APGI
0001008331
NEEDHAM MAURICE E
C/O AMERICAN POWER GROUP
7 KIMBALL LANE
LYNNFIELD
MA
01940
1
1
0
0
Chairman
Common Stock
1438339
D
Common Stock Purchase Options
2016-04-01
2016-04-01
4
J
0
850000
A
Common Stock
850000
0
D
Common Stock Purchase Option
0.12
2016-04-01
2016-04-01
4
A
0
850000
0.12
A
2026-04-01
Common Stock
850000
850000
D
Options to purchase 125,000 shares of common stock which had exercise prices ranging from $.45 to $.80, vested immediately on date of grant and had a term of 10 years from date of grant were terminated by the company. In addition, options to purchase 725,000 shares of common stock which had exercise prices ranging from $.23 to $.36, vested equally over a period of 5 years from date of grant and had a term of 10 years from date of grant were terminated by the company.
Options to purchase 250,000 shares of common stock vest immediately on the date of grant. Options to purchase 600,000 shares of common stock vest equally over a 4 year term starting October 1, 2016.
/s/ Charles Coppa, attorney in fact
2016-05-02