0001008331-16-000002.txt : 20160502 0001008331-16-000002.hdr.sgml : 20160502 20160502154109 ACCESSION NUMBER: 0001008331-16-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp CENTRAL INDEX KEY: 0000932699 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 710724248 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7812242411 MAIL ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 FORMER COMPANY: FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC DATE OF NAME CHANGE: 19941110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEEDHAM MAURICE E CENTRAL INDEX KEY: 0001008331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13776 FILM NUMBER: 161611502 MAIL ADDRESS: STREET 1: C/O GREENMAN TECHNOLOGIES INC STREET 2: 7 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-04-01 0 0000932699 AMERICAN POWER GROUP Corp APGI 0001008331 NEEDHAM MAURICE E C/O AMERICAN POWER GROUP 7 KIMBALL LANE LYNNFIELD MA 01940 1 1 0 0 Chairman Common Stock 1438339 D Common Stock Purchase Options 2016-04-01 2016-04-01 4 J 0 850000 A Common Stock 850000 0 D Common Stock Purchase Option 0.12 2016-04-01 2016-04-01 4 A 0 850000 0.12 A 2026-04-01 Common Stock 850000 850000 D Options to purchase 125,000 shares of common stock which had exercise prices ranging from $.45 to $.80, vested immediately on date of grant and had a term of 10 years from date of grant were terminated by the company. In addition, options to purchase 725,000 shares of common stock which had exercise prices ranging from $.23 to $.36, vested equally over a period of 5 years from date of grant and had a term of 10 years from date of grant were terminated by the company. Options to purchase 250,000 shares of common stock vest immediately on the date of grant. Options to purchase 600,000 shares of common stock vest equally over a 4 year term starting October 1, 2016. /s/ Charles Coppa, attorney in fact 2016-05-02