-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPEdFC3tBhtl1os/9OVXQS1vBhjv55TUmTb8EiVR5txybStTmHZMWDR+M4kVgxbo hQx+YzW4ICEjegBl6UCwVQ== 0000950135-98-000950.txt : 19980218 0000950135-98-000950.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950135-98-000950 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONTRACK DATA INTERNATIONAL INC CENTRAL INDEX KEY: 0001022703 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 411521650 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49463 FILM NUMBER: 98538809 BUSINESS ADDRESS: STREET 1: 6321 BURY DR CITY: EDEN PRAIRIE STATE: MN ZIP: 55346 BUSINESS PHONE: 6129371107 MAIL ADDRESS: STREET 1: 6312 BURY DRIVE CITY: EDEN PAIRIE STATE: MN ZIP: 55346 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT VI L P CENTRAL INDEX KEY: 0000932664 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510309893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH STREET SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 ONTRAK DATA INTERNATIONAL 1 UNITED STATES ------------------------- SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL WASHINGTON, D.C. 20549 ------------------------- OMB Number 3235-0145 SCHEDULE 13G Expires: 31-Aug 91 Estimated Average burden hours per response ------------------------- UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Ontrack Data International, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 683372 10 6 ------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (10-88) Page 1 2 - --------------------- ------ CUSIP NO. 683372 10 6 13G PAGE 2 - --------------------- ------ - -------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Advent VI L.P. 04-3181563 Advent Atlantic and Pacific L.P. 04-2928123 Advent New York L.P. 04-3095408 TA Venture Investors L.P. 04-3068354 TA Associates, Inc. 04-3205751 TA Associates Service Corporation 04-3214469 - -------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Advent VI L.P. Delaware Advent Atlantic and Pacific L.P. Delaware Advent New York L.P. Delaware TA Venture Investors L.P. Massachusetts TA Associates, Inc. Delaware TA Associates Service Corporation Massachusetts - -------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 SHARES TA Venture Investors L.P. 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 BENEFICIALLY ------------------------------------------------------------------------------------------ 6 SHARED VOTING POWER OWNED BY N/A ------------------------------------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 PERSON TA Venture Investors L.P. 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 WITH ------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER N/A - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 TA Venture Investors L.P. 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 - -------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Advent VI L.P. 0.00 Advent Atlantic and Pacific L.P. 1.05 Advent New York L.P. .54 TA Venture Investors L.P. 0.00 TA Associates, Inc. .01 TA Associates Service Corporation .01 - -------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON *Advent VI L.P., Advent Atlantic & Pacific L.P., Advent New York L.P. and TA Venture Investors L.P. are Limited Partnerships. TA Associates, Inc. and TA Associates Service Corporation are Corporations. - --------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3 ATTACHMENT TO FORM 13G Page 3 ITEM 1(a) NAME OF ISSUER: Ontrack Data International, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 6321 Bury Drive Eden Prairie, MN 55346 ITEM 2(a) NAME OF PERSON FILING: Advent VI L.P. Advent Atlantic and Pacific L.P. Advent New York L.P. TA Venture Investors L.P. TA Associates, Inc. TA Associates Service Corporation ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: c/o TA Associates 125 High Street, Suite 2500 Boston, MA 02110 ITEM 2(c) CITIZENSHIP: Not Applicable ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common ITEM 2(e) CUSIP NUMBER: 683372 10 6 Item 3: IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4 OWNERSHIP ITEM 4(a) AMOUNT BENEFICIALLY OWNED: COMMON STOCK ------------ Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 TA Venture Investors Limited Partnership 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 ITEM 4(b) PERCENT OF CLASS: PERCENTAGE ---------- Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 1.05 Advent New York L.P. .54 TA Venture Investors Limited Partnership 0 TA Associates, Inc. .01 TA Associates Service Corporation .01 ITEM 4(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE: COMMON STOCK ------------ Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 TA Venture Investors Limited Partnership 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: N/A (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION: COMMON STOCK ------------ Advent VI L.P. 0 Advent Atlantic and Pacific L.P. 103,086 Advent New York L.P. 52,731 TA Venture Investors Limited Partnership 0 TA Associates, Inc. 1,373 TA Associates Service Corporation 1,373 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION N/A ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable 4 Page 4 ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: This schedule 13G is filed pursuant to Rule 13d-1(c). For the agreement of group members to a joint filing, see below. ITEM 9: NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10: CERTIFICATION: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. AGREEMENT FOR JOINT FILING Advent VII L.P., Advent Atlantic and Pacific L.P., Advent New York L.P., TA Venture Investors Limited Partnership, TA Associates, Inc., and TA Associates Service Corporation hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of Ontrack Data International, Inc. Dated: ADVENT VI L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc., its General Partner By: -------------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC LIMITED PARTNERSHIP By: TA Associates AAP Limited Partnership, its General Partner By: TA Associates AAP Venture Limited Partnership, its General Partner BY: TA Associates, Inc., its General Partner -------------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT NEW YORK L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc., its General Partner By: -------------------------------------------------------- Katherine S. Cromwell, Managing Director TA VENTURE INVESTORS LIMITED PARTNERSHIP By: -------------------------------------------------------- Katherine S. Cromwell, General Partner TA ASSOCIATES, INC. By: -------------------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES SERVICE CORPORATION By: -------------------------------------------------------- Katherine S. Cromwell, Clerk -----END PRIVACY-ENHANCED MESSAGE-----