0001144204-14-055624.txt : 20140912
0001144204-14-055624.hdr.sgml : 20140912
20140912150058
ACCESSION NUMBER: 0001144204-14-055624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140911
FILED AS OF DATE: 20140912
DATE AS OF CHANGE: 20140912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Protea Biosciences Group, Inc.
CENTRAL INDEX KEY: 0001335103
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 955 HARTMAN RUN ROAD
CITY: MORGANTOWN
STATE: WV
ZIP: 26505
BUSINESS PHONE: 304 292-2226
MAIL ADDRESS:
STREET 1: 955 HARTMAN RUN ROAD
CITY: MORGANTOWN
STATE: WV
ZIP: 26505
FORMER COMPANY:
FORMER CONFORMED NAME: Protea Biosciences Inc.
DATE OF NAME CHANGE: 20110908
FORMER COMPANY:
FORMER CONFORMED NAME: SRKP 5 INC
DATE OF NAME CHANGE: 20050803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: El Coronado Holdings, LLC
CENTRAL INDEX KEY: 0001319763
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51474
FILM NUMBER: 141100639
BUSINESS ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 214-520-1684
MAIL ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN JOSIAH T
CENTRAL INDEX KEY: 0000932267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51474
FILM NUMBER: 141100640
MAIL ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
v389059_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-09-11
0
0001335103
Protea Biosciences Group, Inc.
PRGB
0000932267
AUSTIN JOSIAH T
4673 CHRISTOPHER PLACE
DALLAS
TX
75204
1
0
1
0
0001319763
El Coronado Holdings, LLC
4673 CHRISTOPHER PLACE
DALLAS
TX
75204
0
0
1
0
Convertible Note
0.55
2014-09-11
4
P
0
290909
160000
A
2014-09-11
2015-09-11
Common Stock
290909
11718135
D
Convertible Note
0.55
2014-09-11
4
P
0
290909
160000
A
2014-09-11
2015-09-11
Common Stock
290909
11718135
I
As Managing Member of El Coronado Holdings, LLC
Warrant
0.80
2014-09-11
4
P
0
174545
139636
A
2014-09-11
2019-09-11
Common Stock
174545
11892680
D
Warrant
0.80
2014-09-11
4
P
0
174545
139636
A
2014-09-11
2019-09-11
Common Stock
174545
11892680
I
As Managing Member of El Coronado Holdings, LLC
On September 11, 2014, the Company issued a convertible promissory note (the "Note") to El Coronado Holdings, LLC. The Note's principal amount is $160,000 and bears interest at a rate of 10% annually and will mature one year from the issuance date. Mr. Josiah Austin is the managing member of El Coronado Holdings, LLC and may be deemed to have voting and investment control over these securities.
Upon conversion of the Note, the reporting persons shall receive a warrant to purchase 174,545 shares of common stock for the principal amount of the Note plus any interest converted, exercisable at $0.80 per share for five years.
/s/ Josiah T. Austin, Managing Member of El Coronado Holdings, LLC
2014-09-12
/s/ Josiah T. Austin
2014-09-12