0001144204-14-043070.txt : 20140715 0001144204-14-043070.hdr.sgml : 20140715 20140715150854 ACCESSION NUMBER: 0001144204-14-043070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140711 FILED AS OF DATE: 20140715 DATE AS OF CHANGE: 20140715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Protea Biosciences Group, Inc. CENTRAL INDEX KEY: 0001335103 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 BUSINESS PHONE: 304 292-2226 MAIL ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 FORMER COMPANY: FORMER CONFORMED NAME: Protea Biosciences Inc. DATE OF NAME CHANGE: 20110908 FORMER COMPANY: FORMER CONFORMED NAME: SRKP 5 INC DATE OF NAME CHANGE: 20050803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: El Coronado Holdings, LLC CENTRAL INDEX KEY: 0001319763 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51474 FILM NUMBER: 14975736 BUSINESS ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 214-520-1684 MAIL ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN JOSIAH T CENTRAL INDEX KEY: 0000932267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51474 FILM NUMBER: 14975737 MAIL ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 4 1 v383917_4.xml OWNERSHIP DOCUMENT X0306 4 2014-07-11 0 0001335103 Protea Biosciences Group, Inc. PRGB 0000932267 AUSTIN JOSIAH T 4673 CHRISTOPHER PLACE DALLAS TX 75204 1 0 1 0 0001319763 El Coronado Holdings, LLC 4673 CHRISTOPHER PLACE DALLAS TX 75204 0 0 1 0 Stock Option 0.55 2013-01-28 4 A 0 12375 6806 A 2013-01-28 Common Stock 12375 10583589 D Convertible Note 0.55 2014-07-11 4 P 0 218182 120000 A 2014-07-11 2015-07-11 Common Stock 218182 10801771 D Convertible Note 0.55 2014-07-11 4 P 0 218182 120000 A 2014-07-11 2015-07-11 Common Stock 218182 10801771 I As Managing Member of El Coronado Holdings, LLC Warrant 0.80 2014-07-11 4 P 0 130909 104727 A 2014-07-11 2019-07-11 Common Stock 130909 10932680 D Warrant 0.80 2014-07-11 4 P 0 130909 104727 A 2014-07-11 2019-07-11 Common Stock 130909 10932680 I As Managing Member of El Coronado Holdings, LLC Represents shares vested as of July 11, 2014. Including these stock options, Mr. Austin holds a total of 82,708 vested options. On July 11, 2014, the Company issued a convertible promissory note (the "Note") to El Coronado Holdings, LLC. The Note's principal amount is $120,000 and bears interest at a rate of 10% annually and will mature one year from the issuance date. Mr. Josiah Austin is the managing member of El Coronado Holdings, LLC and may be deemed to have voting and investment control over these securities. Upon conversion of the Note, the reporting persons shall receive a warrant to purchase 130,909 shares of common stock for the principal amount of the Note plus any interest converted, exercisable at $0.80 per share for five years. /s/ Josiah T. Austin 2014-07-11 /s/ Josiah T. Austin, Managing Member of El Coronado Holdings, LLC 2014-07-11