-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I9TJXWlzVsKcuxRwuvNI0mfTuYF8VQpYnADFeUspfzcZnm3eLsuR7fxI8nSB1/n8 oO9kB6QJDiggXg0KDqkxfQ== 0000950135-07-003551.txt : 20070607 0000950135-07-003551.hdr.sgml : 20070607 20070607143102 ACCESSION NUMBER: 0000950135-07-003551 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070607 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070607 DATE AS OF CHANGE: 20070607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIX INC /MA/ CENTRAL INDEX KEY: 0000932112 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042781676 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25040 FILM NUMBER: 07906537 BUSINESS ADDRESS: STREET 1: 289 TURNPIKE ROAD CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5088700300 8-K 1 b65692aie8vk.htm APPLIX, INC. FORM 8-K e8vk
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 7, 2007
APPLIX, INC.
 
(Exact Name of Registrant as Specified in Charter)
         
Massachusetts   0-25040   04-2781676
         
(State or Other Juris-
diction of Incorporation
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
289 Turnpike Road, Westborough, Massachusetts   01581
     
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (508) 870-0300
 
(Former Name or Former Address, if Changed Since Last Report)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


TABLE OF CONTENTS

Item 5.03.   Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Item 9.01.   Financial Statements and Exhibits
SIGNATURE
EXHIBIT INDEX
Ex-3.1 Articles of Amendment dated June 7, 2007


Table of Contents

Item 5.03.   Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year.
     On June 7, 2007, the stockholders of the Company approved an amendment to the Company’s Restated Articles of Organization, as amended, to increase the number of authorized shares of Common Stock from 30,000,000 shares to 50,000,000 shares. The Company filed the Articles of Amendment with the Secretary of the Commonwealth of the Commonwealth of Massachusetts on June 7, 2007, and such Articles of Amendment became effective on June 7, 2007.
     A copy of the Articles of Amendment is attached hereto as Exhibit 3.1 and is incorporated into this Item 5.03 by reference.
Item 9.01.   Financial Statements and Exhibits
     (d) Exhibits
See Exhibit Index attached hereto.

 


Table of Contents

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  APPLIX, INC.
 
 
Date: June 7, 2007  By:   /s/ Milton A. Alpern    
    Milton A. Alpern   
    Chief Financial Officer   
 

 


Table of Contents

EXHIBIT INDEX
     
Exhibit No.
            Description
 
   
   Exhibit 3.1
  Articles of Amendment dated June 7, 2007

 

EX-3.1 2 b65692aiexv3w1.htm EX-3.1 ARTICLES OF AMENDMENT DATED JUNE 7, 2007 exv3w1
 

Exhibit 3.1
D
PC
The Commonwealth of Massachusetts
William Francis Galvin
Secretary of the Commonwealth
One Ashburton Place, Boston, Massachusetts 02108-1512
         
FORM MUST BE TYPED   Articles of Amendment   FORM MUST BE TYPED
(General Laws Chapter 156D, Section 10.06; 950 CMR 113.34)
(1) Exact name of corporation:  Applix, Inc.                                                                                                          
(2) Registered office address:   289 Turnpike Road, Westborough, MA 01581-2831                                           
(number, street, city or town, state, zip code)
(3) These articles of amendment affect article(s):   Article III                                                                               
(specify the number(s) of article(s) being amended (I-VI))
(4) Date adopted:  June 7, 2007                                                                                                                              
(month, day, year)
(5) Approved by:
     
                   (check appropriate box)
   
 
   
o
  the incorporators.
 
   
o
  the board of directors without shareholder approval and shareholder approval was not required.
 
   
þ
  the board of directors and the shareholders in the manner required by law and the articles of organization.
(6) State the article number and the text of the amendment. Unless contained in the text of the amendment, state the provisions for implementing the exchange, reclassification or cancellation of issued shares.
               
P.C.
c156ds1006950c11334 01/13/05

 


 

To change the number of shares and the par value, * if any, of any type, or to designate a class or series, of stock, or change a designation of class or series of stock, which the corporation is authorized to issue, complete the following:
Total authorized prior to amendment:
                 
WITHOUT PAR VALUE       WITH PAR VALUE    
TYPE   NUMBER OF SHARES   TYPE   NUMBER OF SHARES   PAR VALUE
 
      Common   30,000,000   $0.00250
 
      Preferred   1,000,000   $0.01000
Total authorized after amendment:
                 
WITHOUT PAR VALUE       WITH PAR VALUE    
TYPE   NUMBER OF SHARES   TYPE   NUMBER OF SHARES   PAR VALUE
 
      Common   50,000,000   $0.00250
 
      Preferred   1,000,000   $0.01000
(7)   The amendment shall be effective at the time and on the date approved by the Division, unless a later effective date not more than 90 days from the date and time of filing is specified:  upon filing                                                                                                                   
*G.L. Chapter 156D eliminates the concept of par value, however a corporation may specify par value in Article III. See G.L. Chapter 156D, Section 6.21, and the comments relative thereto.

 


 

Signed by:    /s/ Milton A. Alpern                                                                                                                                                                        ,
(signature of authorized individual)
     
o
  Chairman of the board of directors,
 
o
  President,
 
þ
  Other officer,
 
o
  Court-appointed fiduciary,
on this     7             day of June                                                         , 2007                               .

 


 

COMMONWEALTH OF MASSACHUSETTS
William Francis Galvin
Secretary of the Commonwealth
One Ashburton Place, Boston, Massachusetts 02108-1512
Articles of Amendment
(General Laws Chapter 156D, Section 10.06; 950 CMR 113.34)
I hereby certify that upon examination of these articles of amendment, it appears that the provisions of the General Laws relative thereto have been complied with, and the filing fee in the amount of $_______ having been paid, said articles are deemed to have been filed with me this ___________ day of ______________, 20______ , at ________a.m./p.m.
                           time
Effective date:____________________________________________________________________________________
(must be within 90 days of date submitted)
WILLIAM FRANCIS GALVIN
Secretary of the Commonwealth
Filing fee: Minimum filing fee $100 per article amended, stock increases $100 per 100,000 shares, plus $100 for each additional 100,000 shares or any fraction thereof.
                              
Examiner
                              
Name approval
                              
C
                              
M
TO BE FILLED IN BY CORPORATION
Contact Information:
Sheila M. Morabito, Paralegal                                                                                                                        
Wilmer Cutler Pickering Hale and Dorr LLP                                                                                                 
60 State Street, Boston, MA 02109                                                                                                                
Telephone: (617) 526-5134                                                                                                                            
Email: sheila.morabito@wilmerhale.com                                                                                                      
Upon filing, a copy of this filing will be available at www.sec.state.ma.us/cor. If the document is rejected, a copy of the rejection sheet and rejected document will be available in the rejected queue.

 

-----END PRIVACY-ENHANCED MESSAGE-----