-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVRsBXMpO+5sbZd1G1uOv+eNmfwb7x0wLHso67xXKkwzYzrAhvkmwuVmAVmaj4Sp ybORaxvSrStsz1/W++qVrA== 0001209191-04-018955.txt : 20040402 0001209191-04-018955.hdr.sgml : 20040402 20040402161547 ACCESSION NUMBER: 0001209191-04-018955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KITTY HAWK INC CENTRAL INDEX KEY: 0000932110 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 752564006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 612787 STREET 2: 1515 W 20TH ST CITY: DALLAS/FT WORTH INTN STATE: TX ZIP: 75261 BUSINESS PHONE: 9724562200 MAIL ADDRESS: STREET 1: P O BOX 612787 STREET 2: 1515 W 20TH ST CITY: DALLAS/FT WORTH INTN STATE: TX ZIP: 75261 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RESURGENCE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001198560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25202 FILM NUMBER: 04714190 BUSINESS ADDRESS: STREET 1: 10 NEW KING ST CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9142888600 MAIL ADDRESS: STREET 1: 10 NEW KING ST CITY: WHITE PLAINS STATE: NY ZIP: 10604 FORMER NAME: FORMER CONFORMED NAME: RE SURGENCE ASSET MANAGEMENT 11C DATE OF NAME CHANGE: 20021015 4 1 bcl06737_bcl1ram.xml MAIN DOCUMENT DESCRIPTION X0201 4 2004-03-31 1 0000932110 KITTY HAWK INC KTHK.OB 0001198560 RESURGENCE ASSET MANAGEMENT LLC 10 NEW KING STREET WHITE PLAINS NY 10604 0 0 1 0 Common Stock, Par Value $0.000001 2004-03-31 4 S 0 6029463 1.55 D 3337654 I See footnote Warrants 2004-03-31 4 S 0 403826 1.55 D 2003-03-13 2013-03-13 Common Stock, Par Value $0.000001 403826 979645 I See footnote Resurgence Asset Management, L.L.C. ("RAM") and its affiliates, Resurgence Asset Management International, L.L.C. ("RAMI") and Re/Enterprise Asset Management, L.L.C. ("REAM"), beneficially own the Common Stock and Warrants in their capacities as investment advisors. RAM is the general partner and/or sole investment advisor of M.D. Sass Corporate Resurgence Partners, L.P., M.D. Sass Corporate Resurgence Partners II, L.P., M.D. Sass Corporate Resurgence Partners III, L.P., the Resurgence Asset Management, L.L.C. Employee Retirement Plan, and a separately managed account for a private corporation. RAMI is the sole special shareholder of and sole investment advisor of M.D. Sass Corporate Resurgence International, Ltd. REAM is the sole investment advisor to two employee pension plans and is general partner and sole investment advisor of M.D. Sass Re/Enterprise Portfolio Company, L.P. and M.D. Sass Re/Enterprise II, L.P. Simultaneously with the sale of Common Stock and Warrants by RAM, RAMI and REAM, certain funds and accounts that have invested side by side with funds managed by RAM and RAMI sold 70,211 shares of Common Stock and 5,446 Warrants. Exercise price is $0.000001. /s/ James B. Rubin, Co-Chairman 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----