-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CUONqLhF7uDczbeTUbMJkZdY3O3BFtBxySUWfh1oSfWgs+4l2e07MXebKH9Na/Uo kfJXNJ3KKezCzH3isj3hHA== 0001144204-07-058610.txt : 20071106 0001144204-07-058610.hdr.sgml : 20071106 20071106194938 ACCESSION NUMBER: 0001144204-07-058610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 FILED AS OF DATE: 20071106 DATE AS OF CHANGE: 20071106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KITTY HAWK INC CENTRAL INDEX KEY: 0000932110 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 752564006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 612787 STREET 2: 1515 W 20TH ST CITY: DALLAS/FT WORTH INTN STATE: TX ZIP: 75261 BUSINESS PHONE: 9724562200 MAIL ADDRESS: STREET 1: P O BOX 612787 STREET 2: 1515 W 20TH ST CITY: DALLAS/FT WORTH INTN STATE: TX ZIP: 75261 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Partners Master Fund, L.P. CENTRAL INDEX KEY: 0001385084 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32284 FILM NUMBER: 071219407 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310) 966-1445 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32284 FILM NUMBER: 071219408 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32284 FILM NUMBER: 071219409 BUSINESS ADDRESS: BUSINESS PHONE: 310 966 1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form411258_110607194549-.xml X0202 4 2007-11-02 0 0000932110 KITTY HAWK INC KHK 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 1 0 1 0 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 1 0 1 0 0001385084 Riley Investment Partners Master Fund, L.P. 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 1 0 1 0 Common Stock 6534340 I Footnote 2 Common Stock 98120 I Footnote 4 Common Stock 2007-11-02 4 P 0 473235 0.001 A 683887 I Footnote 3 Common Stock 70000 I Footnote 5 Common Stock 24711 D Common Stock 234736 I Footnote 10 Warrant to Purchase Common Stock 0.82 2005-11-14 2010-11-10 Common Stock 60976 60976 I Footnote 4 Warrant to Purchase Common Stock 0.82 2005-11-14 2010-11-10 Common Stock 426829 426829 I Footnote 2 Series B Convertible Stock 0.9604 2005-11-14 Common Stock 260309 250 I Footnote 4 Series B Convertible Stock 0.9604 2005-11-14 Common Stock 1822158 1750 I Footnote 2 The transaction reported resulted from a transfer of securities from an investment advisory client of Riley Investment Management LLC in connection with a liquidation of such client's account. Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners Master Fund, L.P. Sole equity owner of B. Riley and Co., LLC. Trustee of the B. Riley and Co. Retirement Trust Custodian for Mr. Riley's children. Reporting Persons disclaim beneficial ownership of these securities. On an as converted to common stock basis. Not applicable. Conversion price is per $1,000 in stated amount. Represents vested restricted stock units granted pursuant to the Kitty Hawk, Inc. 2003 Long Term Equity Incentive Plan. Sole equity owner of Riley Investment Management LLC, investment advisor to managed account of investment advisory client indirectly affiliated with Mr. Riley. /s/ Bryant Riley 2007-11-06 -----END PRIVACY-ENHANCED MESSAGE-----