-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DtLYSMAmgN2t6xSwyFpPTjNSAR74vbF4GPLsPTFz5e9TyT6foTVr5BkbrHeXl2Oi TLy0MnC4m6aUeFlgO8dNQQ== 0000950124-00-001024.txt : 20000307 0000950124-00-001024.hdr.sgml : 20000307 ACCESSION NUMBER: 0000950124-00-001024 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000303 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KITTY HAWK INC CENTRAL INDEX KEY: 0000932110 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 752564006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-25202 FILM NUMBER: 560906 BUSINESS ADDRESS: STREET 1: P O BOX 612787 STREET 2: 1515 W 20TH ST CITY: DALLAS/FORT WORTH IN STATE: TX ZIP: 75261 BUSINESS PHONE: 2144562220 MAIL ADDRESS: STREET 1: P O BOX 612787 CITY: DALLAS/FORT WORTH IN STATE: TX ZIP: 75261 COMPANY DATA: COMPANY CONFORMED NAME: KALITTA CONRAD A CENTRAL INDEX KEY: 0001050439 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1349 S HURON ST CITY: YOSILANTI STATE: MI ZIP: 48197 BUSINESS PHONE: 3138792015 MAIL ADDRESS: STREET 1: 1349 S HURON CITY: YOSILANTI STATE: MI ZIP: 48197 5 1 FORM 5 1 - ------ OMB APPROVAL FORM 5 OMB Number: 3235-0362 - ------ Expires: October 31, 2001 Estimated average burden hours per response..... 1.0 / / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Instruction 1(b) Exchange Act of 1934, / / Form 3 Holdings Section 17(a) of the Public Utility Reported Holding Company Act of 1935 or Section 30(f) of /x/ Form 4 the Investment Company Act Transactions of 1940 Reported - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person(1) 2. Issuer Name and Ticker or Trading Symbol 7. Individual or Joint/Group Filing (Check applicable line) x Form filed by One Reporting Kalitta Conrad A. Kitty Hawk, Inc. (KTTY) ---- Person Form Filed by More Than One ---- Reporting Person - --------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS Identification 4. Statement for Number of Reporting Month/Year Person , if an Entity 1010 James L. Hart Parkway (Voluntary) - ------------------------------------------- 12/99 ------------------- (Street) 5. If Amendment, Ypsilanti MI 48197 Date of Original - ------------------------------------------- (Month/Year) (City) (State) (Zip) 6. Relationship of Reporting Person to Issuer (Check all applicable) x Director x 10% Owner ---- --- Officer (give Other (Specify ---- title --- below) below) ------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/99 4 500 D $9.11 3,948,650 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/99 4 1,600 D $9.17 3,947,050 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/99 4 18,700 D $8.92 3,928,350 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/11/99 4 4,200 D $8.92 3,924,150 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/3/99 4 700 D $8.04 3,923,450 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/6/99 4 2,000 D $8.04 3,921,450 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/6/99 4 1,800 D $7.86 3,919,650 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/7/99 4 2,000 D $7.79 3,917,650 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/9/99 4 2,500 D $7.42 3,915,150 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/10/99 4 6,000 D $7.42 3,909,150 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/13/99 4 3,000 D $7.29 3,906,150 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/14/99 4 3,700 D $7.04 3,902,450 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/15/99 4 3,300 D $6.92 3,899,150 D N/A - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). 2
FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative of Derivative Indirect Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: /s/ Conrad A. Kalitta March 3, 2000 -------------------------- ------------- Signature of Reporting Person(1) Date Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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