-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIwbbAYo4VGa3G3D2MpkwZ7vTsepp1b9dQJd0pYA6NGVwmhILTrEjvOcofhMr1Zi jw8mnNfGfjty+cW6aLPSZw== 0001209191-03-020129.txt : 20030904 0001209191-03-020129.hdr.sgml : 20030904 20030904111934 ACCESSION NUMBER: 0001209191-03-020129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030903 FILED AS OF DATE: 20030904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORIMET LTD CENTRAL INDEX KEY: 0001206625 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880667 MAIL ADDRESS: STREET 1: CASSINI HOUSE 6TH FL STREET 2: JAMES ST CITY: LONDON ENGLAND STATE: X0 ZIP: 999999999 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NN METAL HOLDINGS SA CENTRAL INDEX KEY: 0001260712 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880666 MAIL ADDRESS: STREET 1: 14 A RUE DES BAINS CITY: LUXEMBOURG STATE: N4 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MMC NORLISK NICKEL CENTRAL INDEX KEY: 0001260713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880665 MAIL ADDRESS: STREET 1: VOZNESENSKY PEREULOK STREET 2: 22 USADBA CENTER MOSCOW CITY: RUSSIA STATE: 1Z ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORILSK HOLDINGS SA CENTRAL INDEX KEY: 0001260714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880669 MAIL ADDRESS: STREET 1: 50 RUE DU RHONE 1204 STREET 2: GENEVE CITY: SWITZERLAND STATE: V8 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROKHOROV MIKHAIL D CENTRAL INDEX KEY: 0001260715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880670 MAIL ADDRESS: STREET 1: VOZNESENSKY PEREULOK STREET 2: 22 USADBA CENTER CITY: MOSCOW RUSSIA STATE: 1Z ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTANIN VLADIMIR O CENTRAL INDEX KEY: 0001260718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13053 FILM NUMBER: 03880668 MAIL ADDRESS: STREET 1: 9 BOLSHAYA YAKIMANKA STREET CITY: MOSCOW RUSSIA STATE: 1Z ZIP: 0000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STILLWATER MINING CO /DE/ CENTRAL INDEX KEY: 0000931948 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 810480654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 SEVENTEETH STREET STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3039782525 MAIL ADDRESS: STREET 1: 1200 SEVEENTH STREET STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80202 4 1 bow89721_bow02nl.xml MAIN DOCUMENT DESCRIPTION X0201 42003-09-0300000931948STILLWATER MINING CO /DE/ SWC0001206625NORIMET LTD57 St. James StreetLondonX0SW1A 1LD00100001260712NN METAL HOLDINGS SALuxembourgN4L-121200100001260713MMC NORLISK NICKELGeneveV800100001260714NORILSK HOLDINGS SA22 Usadba CenterMoscow1Z10300900100001260718POTANIN VLADIMIR OMoscow1Z11918000100001260715PROKHOROV MIKHAIL D22 USADBA CENTERMO SCOW1Z103009RUSSIAN FEDERATION0010Common Stock2003-09-034P043500007.50A49813 222DSee Exhibit 99.1 ** See Exhibits 99.2 - Joint Filer Information **2003-09-04 EX-99 3 w89721e11.txt ADDITIONAL EXHIBITS Exhibit 99.1 NAME OF DESIGNATED FILER: Norimet Limited ADDRESS: Cassini House, 6th Floor 57 St. James Street London SW1A 1LD ENGLAND ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner Explanation of Response: (A) This Form 4 is being filed by Norimet Limited ("Norimet"), NN Metal Holdings SA ("NN Metal Holdings"), Norilsk Holding SA ("Norilsk Holding"), MMC Norilsk Nickel ("Norilsk Nickel"), Vladimir O. Potanin and Mikhail D. Prokhorov (each, a "Reporting Person"). All securities referenced in the chart below are shares of common stock acquired at $7.50 per share. (B)
- ------------------------------------------------------------------------------------------------------------------------------------ REPORTING PERSON SECURITIES ACQUIRED AMOUNT OF SECURITIES OWNERSHIP FORM: NATURE OF INDIRECT BENEFICIALLY OWNED FOLLOWING DIRECT (D) BENEFICIAL OWNERSHIP REPORTED TRANSACTION INDIRECT (I) - ------------------------------------------------------------------------------------------------------------------------------------ Norimet Limited 4,350,000 49,813,222 D - ------------------------------------------------------------------------------------------------------------------------------------ NN Metal Holdings SA 4,350,000 49,813,222 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Norilsk Holding SA 4,350,000 49,813,222 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ MMC Norilsk Nickel 4,350,000 49,813,222 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Vladimir O. Potanin 4,350,000 49,813,222 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Mikhail D. Prokhorov 4,350,000 49,813,222 I (1) - ------------------------------------------------------------------------------------------------------------------------------------
(1) Includes shares owned by Norimet. Norimet is a wholly owned subsidiary of NN Metal Holdings, which is a wholly owned subsidiary of Norilsk Holding. Norilsk Holding is a wholly-owned subsidiary of Norilsk Nickel. As of September 1, 2003, Mr. Potanin and Mr. Prokhorov were each the beneficial owner of 28.75% of the stock of Norilsk Nickel . Each Reporting Person disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, beneficial ownership of all indirectly owned securities reported on this Form 4 in excess of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
EX-99 4 w89721e12.txt ADDITIONAL EXHIBITS Exhibit 99.2 JOINT FILER INFORMATION NAME: Norimet Limited ADDRESS: Cassini House, 6th Floor 57 St. James Street London SW1A 1LD ENGLAND DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: Norimet Limited /s/ Peter Holodny - ------------------------------------ By: Peter Holodny Title: President Dated: September 4, 2003 ---------------------------- JOINT FILER INFORMATION NAME: NN Metal Holdings SA ADDRESS: 14a, rue des Bains L-1212 LUXEMBOURG DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: NN Metal Holdings SA /s/ Siegfried Pasqual - ------------------------------------ By: Siegfried Pasqual Title: Chief Executive Officer Dated: September 4, 2003 ---------------------------- JOINT FILER INFORMATION NAME: Norilsk Holding SA ADDRESS: 50, rue du Rhone 1204 Geneve SWITZERLAND DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: Norilsk Holding SA /s/ Siegfried Pasqual - ------------------------------------ By: Siegfried Pasqual Title: Chief Executive Officer Dated: September 4, 2003 ---------------------------- JOINT FILER INFORMATION NAME: MMC Norilsk Nickel ADDRESS: Voznesensky pereulok 22 Usadba Center Moscow 103009 RUSSIA DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: MMC Norilsk Nickel /s/ Mikhail D. Prokhorov - -------------------------------------------- By: Mikhail D. Prokhorov Title: General Director Dated: September 4, 2003 ------------------------------------ JOINT FILER INFORMATION NAME: Vladimir O. Potanin ADDRESS: 9, Bolshaya Yakimanka Street Moscow 119180 RUSSIA DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: Vladimir O. Potanin /s/ Vladimir O. Potanin - -------------------------------------------- By: Vladimir O. Potanin Dated: September 4, 2003 ------------------------------------ JOINT FILER INFORMATION NAME: Mikhail D. Prokhorov ADDRESS: Voznesensky pereulok 22 Usadba Center Moscow 103009 RUSSIA DESIGNATED FILER: Norimet Limited ISSUER AND TICKER SYMBOL: Stillwater Mining Company (NYSE: SWC) DATE OF EVENT REQUIRING STATEMENT: September 3, 2003 RELATIONSHIP OF REPORTING PERSON TO ISSUER: 10% owner SIGNATURE: Mikhail D. Prokhorov /s/ Mikhail D. Prokhorov - -------------------------------------------- By: Mikhail D. Prokhorov Dated: September 4, 2003 ------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----