0001615774-17-005677.txt : 20171010 0001615774-17-005677.hdr.sgml : 20171009 20171010191922 ACCESSION NUMBER: 0001615774-17-005677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110627 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEIB RICHARD S CENTRAL INDEX KEY: 0001535410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30396 FILM NUMBER: 171131571 MAIL ADDRESS: STREET 1: 1213 N SHERMAN AVE STREET 2: #351 CITY: MADISON STATE: WI ZIP: 53704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlyEco, Inc. CENTRAL INDEX KEY: 0000931799 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 330622722 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4802 EAST RAY ROAD, SUITE 23-196 CITY: PHOENIX STATE: AZ ZIP: 85044 BUSINESS PHONE: 866-960-1539 MAIL ADDRESS: STREET 1: 4802 EAST RAY ROAD, SUITE 23-196 CITY: PHOENIX STATE: AZ ZIP: 85044 FORMER COMPANY: FORMER CONFORMED NAME: Environmental Credits Ltd DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: BOYSTOYS COM INC DATE OF NAME CHANGE: 19990209 FORMER COMPANY: FORMER CONFORMED NAME: ALTERNATIVE ENTERTAINMENT INC DATE OF NAME CHANGE: 19950106 4 1 s107707_form4.xml OWNERSHIP DOCUMENT X0306 4 2011-06-27 0 0000931799 GlyEco, Inc. GLYE 0001535410 GEIB RICHARD S 230 GILL WAY ROCK HILL SC 29730 0 1 0 0 EVP-Additives and Glycols Common Stock 2016-12-27 4 A 0 2812500 0.08 A 2944900 D Common Stock 2016-12-27 4 A 0 2812500 0.08 A 2812500 I By wife Restricted Stock Grant 2016-12-02 4 A 0 1000000 0 A Common Stock 1000000 1000000 D Options with right to buy 1.00 2011-06-27 4 J 0 60000 0 D Common Stock 60000 0 D Options with right to buy 0.50 2011-10-25 4 J 0 82500 0 D Common Stock 82500 0 D Options with right to buy 1.00 2013-09-20 4 J 0 50000 0 D Common Stock 50000 50000 D Options with right to buy 1.00 2014-09-20 4 J 0 25000 0 D Common Stock 25000 25000 D Options with right to buy 1.00 2015-09-20 4 J 0 25000 0 D Common Stock 25000 0 D Common Stock Purchase Warrant 0.73 2014-12-31 4 J 0 337500 0 D Common Stock 337500 0 D Common Stock Purchase Warrant 1.00 2011-06-27 4 J 0 40000 0 D Common Stock 40000 337500 D Common Stock Purchase Warrant 0.73 2014-08-04 4 J 0 1350000 0 D 2017-08-04 Common Stock 1350000 0 D Common Stock Purchase Warrant 0.50 2012-05-03 4 J 0 100000 0 D 2017-05-03 Common Stock 100000 0 D Common Stock Purchase Warrant 0.50 2016-05-03 4 J 0 100000 0 D 2016-05-03 Common Stock 337500 0 D Shares acquired in connection with the Issuer's acquisition of WEBA Technology Corp. and Recovery Solutions & Technologies on December 27, 2016. Shares held by the reporting person's wife. The Restricted Stock Grant represents a contingent right to receive 1,000,000 shares of Issuer Common Stock. The Restricted Stock Grant was granted in connection with the reporting person re-joining the Issuer on December 28, 2016, and vests upon the Issuer's common stock achieving a 30-day volume-weighted average price of $0.20. Options with right to buy forfeited upon the reporting person's prior departure from the Issuer on January 31, 2016. Common Stock Purchase Warrants forfeited in connection with the reporting person's prior departure from the Issuer on January 31, 2016. Unexercised Common Stock Purchase Warrant expired. The report reflects updated amounts of derivative securities held by the reporting person. /s/ Richard Geib 2017-10-10