-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRbHAIdMnDbhWqQTzdeAL0rzSSD5BUWjdijIJ/hmXWpJ4u9W849o3UvVD7LWdcFK lDvM46JMLALL/WjIn2cRYw== 0001019056-04-001026.txt : 20040805 0001019056-04-001026.hdr.sgml : 20040805 20040805084358 ACCESSION NUMBER: 0001019056-04-001026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040803 FILED AS OF DATE: 20040805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWISOHN OSCAR M CENTRAL INDEX KEY: 0001103361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 04953199 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-03 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0001103361 LEWISOHN OSCAR M C/O SODITIC LIMITED WELLINGTON HOUSE, 125 STRAND LONDON WC2R 0AP 1 0 0 0 Option (right to buy) 8.945 2004-08-03 4 A 0 10000 0 A 2005-02-03 2014-08-02 Common Stock 10000 10000 D The reported transaction involved the grant on August 3, 2004 of a non-qualified stock option under the Company's 2002 Stock Option Plan. The grant provides for vesting of the option in equal 50% increments on each of the six-month and twelve-month anniversaries of the date of grant. Oscar M. Lewisohn 2004-08-04 -----END PRIVACY-ENHANCED MESSAGE-----