-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQKrBvRr//VPCysrt9rTLuaDSffCjNYEhXfM48+Gjt11N4OMzyrfxubKQA641ZHM 5qgT5TDA6fMSF8A5qezWtQ== 0001019056-04-001024.txt : 20040805 0001019056-04-001024.hdr.sgml : 20040805 20040805084301 ACCESSION NUMBER: 0001019056-04-001024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040803 FILED AS OF DATE: 20040805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHARF MICHAEL J CENTRAL INDEX KEY: 0000934975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 04953196 BUSINESS ADDRESS: STREET 1: P O BOX 1592 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32004 BUSINESS PHONE: 2123171000 MAIL ADDRESS: STREET 1: PO BOX 1592 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32004 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-03 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0000934975 SCHARF MICHAEL J C/O MAXCOR FINANCIAL GROUP INC. ONE SEAPORT PLAZA, 19TH FLOOR NEW YORK NY 10038 1 0 0 0 Option (right to buy) 8.945 2004-08-03 4 A 0 10000 0 D 2005-02-03 2014-08-02 Common Stock 10000 0 D The reported transaction involved the grant on August 3, 2004 of a non-qualified stock option under the Company's 2002 Stock Option Plan. The grant provides for vesting of the option in equal 50% increments on each of the six-month and twelve-month anniversaries of the date of grant. Michael J. Scharf 2004-08-04 -----END PRIVACY-ENHANCED MESSAGE-----