-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkhrTMalxJOLDzJYOyJ5G/++S68KBoiP9mGYqfXinlg8d6VkJimFSi0sJxckP3J0 TBTxbYRIXuCpcdtV1+Sl+w== 0001019056-04-000053.txt : 20040120 0001019056-04-000053.hdr.sgml : 20040119 20040120155616 ACCESSION NUMBER: 0001019056-04-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040116 FILED AS OF DATE: 20040120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOPER MARC S CENTRAL INDEX KEY: 0001037475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 04532681 BUSINESS ADDRESS: STREET 1: PETER J SOLOMON CO STREET 2: 767 FIFTH AVE 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125081680 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-16 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0001037475 COOPER MARC S C/O PETER J. SOLOMON COMPANY 767 FIFTH AVENUE, 26TH FLOOR NEW YORK NY 10153 1000Option - Right to Buy12.672004-01-164A0100000A2004-07-162014-01-15Common Stock1000010000DThe reported transaction involved the grant on January 16, 2004 of a non-qualified stock option under the Company's 2002 Stock Option Plan. The grant provides for vesting of the option in equal 50% increments on each of the six-month and twelve-month anniversaries of the date of grant. Marc S. Cooper2004-01-20 -----END PRIVACY-ENHANCED MESSAGE-----