-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWHoIKyfq66HKyR0XvkaaUGNKU49p7V+8ZWBcRfZmFPAnRQf3dHsdyKLItVDB0k6 SiNWzPjpGYOPdP6ymwrPig== 0001019056-03-001366.txt : 20031126 0001019056-03-001366.hdr.sgml : 20031126 20031126110313 ACCESSION NUMBER: 0001019056-03-001366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031126 FILED AS OF DATE: 20031126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWED ROGER E CENTRAL INDEX KEY: 0001032534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 031025059 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127487000 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-26 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0001032534 SCHWED ROGER E C/O MAXCOR FINANCIAL GROUP INC. ONE SEAPORT PLAZA, 19TH FLOOR NEW YORK NY 10038 0100Exec. VP, Gen. Counsel & Sec.Common Stock, par value $.0012003-11-264M075003.00A84519DCommon Stock, par value $.0012003-11-264F0239313.315D82126DCommon Stock, par value $.0012000IHeld in UGMA account of minor childCommon Stock, par value $.001500IHeld in UTMA account of minor childOption - Right to Buy 3.002003-11-264M075000D2002-07-032011-07-02Common Stock75007500D4,500 of these shares are jointly owned by the Reporting Person and his spouse.The stock option was granted on July 3, 2001 and becomes exercisable in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.ROGER E. SCHWED2003-11-26 -----END PRIVACY-ENHANCED MESSAGE-----