-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IH+9p3xX/LqEnT8uBOdJygcvqidrVvuObVN6KKRzqcy/fZx0y/kC0YedaRvrOAlB bVuGNJkFdFNkWnF21GXV3w== 0001019056-03-000872.txt : 20030904 0001019056-03-000872.hdr.sgml : 20030904 20030904161747 ACCESSION NUMBER: 0001019056-03-000872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030902 FILED AS OF DATE: 20030904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWED ROGER E CENTRAL INDEX KEY: 0001032534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 03881755 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127487000 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-09-02 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0001032534 SCHWED ROGER E C/O MAXCOR FINANCIAL GROUP INC. ONE SEAPORT PLAZA, 19TH FLOOR NEW YORK NY 10038 0100Exec. VP, Gen. Counsel & Sec.Common Stock, par value $.0012003-09-024S0440012.50D92619DCommon Stock, par value $.0012003-09-024S010012.53D92519DCommon Stock, par value $.0012003-09-034S01310012.50D79419DCommon Stock, par value $.0012003-09-034S0100012.55D78419DCommon Stock, par value $.0012003-09-044S0< /equitySwapInvolved>110012.55D77319DCommon Stock, par value $.0012003-09-044S010012.56D77219DCommon Stock, par value $.0012003-09-044S020012.57D77019DCommon Stock, par value $.0012000IHeld in UGMA account of minor childCommon Stock, par value $.001500IHeld in UGMA account of minor child4,500 of these shares are jointly owned by the Reporting Person and his spouse.ROGER E. SCHWED2003-09-04 -----END PRIVACY-ENHANCED MESSAGE-----