-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJ26dyJYyx2qBCzXjUuhbpg0v+JuJOYFo9LSiJfHsDcJgCePWdaJJwrHff2ZrQK1 jtaPut14bcpmH9E9dFB7Ig== 0001019056-03-000663.txt : 20030725 0001019056-03-000663.hdr.sgml : 20030725 20030724180511 ACCESSION NUMBER: 0001019056-03-000663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030722 FILED AS OF DATE: 20030725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWED ROGER E CENTRAL INDEX KEY: 0001032534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 03801763 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127487000 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-22 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0001032534 SCHWED ROGER E 0100Exec. VP, Gen. Counsel & Sec.Option -- Right to Buy10.702003-07-221988-08-084A0100000A2004-07-222013-07-21< /expirationDate>Common Stock1000010000DThe reported transaction involved the grant on July 22, 2003 of a non-qualified stock option under the Company's 2002 Stock Option Plan. The grant provides for vesting of the option in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.ROGER E. SCHWED2003-07-22 -----END PRIVACY-ENHANCED MESSAGE-----