-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LizSEkOZU9Ef2H+jGf/TX+3gamygnDITYjT4HM0r3QfAZjdkWcBVTMjV05rfYSyj Q6bYU+1inVqJFEt9Mb1jcw== 0001019056-03-000475.txt : 20030522 0001019056-03-000475.hdr.sgml : 20030522 20030522100324 ACCESSION NUMBER: 0001019056-03-000475 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020716 FILED AS OF DATE: 20030522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOR FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000931707 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 593262958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 6463467000 MAIL ADDRESS: STREET 1: ONE SEAPORT PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL SERVICES ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19941020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHARF GILBERT D CENTRAL INDEX KEY: 0000936895 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25056 FILM NUMBER: 03715468 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127353000 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 84TH FL CITY: NEW YORK STATE: NY ZIP: 10048 4/A 1 edgar.xml PRIMARY DOCUMENT X0101 4/A2002-07-162002-08-09 0000931707 MAXCOR FINANCIAL GROUP INC MAXF 0000936895 SCHARF GILBERT D 1110Pres., Chairman & CEOCommon Stock, par value $.0012002-07-164P049005.2A168406DCommon Stock, par value $.0012002-07-164P040005.18A172406DCommon Stock, par value $.0012002-07-184P05005.47A172906DCommon Stock, par value $.0012002-07-194P033005.35A176206DCommon Stock, par value $.0012002-07-234P0100004.74A1004976IBy Gilbert D. Scharf Living Trust (of which the Reporting Person is the sole trustee)The Reporting Person's Form 4 that was filed on August 9, 2002 (the "August Form 4"), and which reported four purchase transactions aggregating to 22,200 shares, inadvertently omitted this purchase in a fifth transaction of an additional 500 shares.The August Form 4 inadvertently report ed 498,333 of the Reporting Person's common stock holdings as being directly held, instead of indirectly held through the trust of which he is the sole trustee.Gilbert D. Scharf2003-05-21 -----END PRIVACY-ENHANCED MESSAGE-----