15-12G 1 may20form15.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-25056 ------------ Maxcor Financial Group Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) One Seaport Plaza, 19th Floor, New York, New York 10038, (646)346-7000 -------------------------------------------------------------------------------- (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Common Stock, par value $0.001 and Preferred Stock Purchase Rights -------------------------------------------------------------------------------- (Title of each class of securities covered by this Form) None -------------------------------------------------------------------------------- (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) _X_ Rule 12h-3(b)(1)(i) _X_ Rule 12g-4(a)(1)(ii)___ Rule 12h-3(b)(1)(ii) ___ Rule 12g-4(a)(2)(i) ___ Rule 12h-3(b)(2)(i) ___ Rule 12g-4(a)(2)(ii) ___ Rule 12h-3(b)(2)(ii) ___ Rule 15d-6 ___ Approximate number of holders of record as of the certification or notice date: 1 Pursuant to the requirements of the Securities Exchange Act of 1934, Maxcor Financial Group Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: May 20, 2005 By: /s/ Stephen M. Merkel ------------------------------- -------------------------- Name: Stephen M. Merkel Title: Executive Vice President, General Counsel and Secretary