-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QP+VJZWQNFH5ieg4pImwexUiq80X2miloDbGhh7So3tN8l/UspORY7ftFGySSKTd /hDsroWdHnzCvueKbiMJxQ== 0001181431-05-034577.txt : 20050614 0001181431-05-034577.hdr.sgml : 20050613 20050614210642 ACCESSION NUMBER: 0001181431-05-034577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050610 FILED AS OF DATE: 20050614 DATE AS OF CHANGE: 20050614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCA, INC. / DE / CENTRAL INDEX KEY: 0000931702 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 721278948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 504-834-4392 MAIL ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 FORMER COMPANY: FORMER CONFORMED NAME: ORTHODONTIC CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19941020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT INVESTORS PROFIT SHARING TRUST CENTRAL INDEX KEY: 0001236421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896207 BUSINESS ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2126968874 MAIL ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT INTERNATIONAL PARTNERS CENTRAL INDEX KEY: 0001236419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896208 BUSINESS ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2126968874 MAIL ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT ASSOCIATES CENTRAL INDEX KEY: 0001236417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896209 BUSINESS ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2126968874 MAIL ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IDOYA PARTNERS CENTRAL INDEX KEY: 0001236415 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896210 BUSINESS ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2126968874 MAIL ADDRESS: STREET 1: C/O CURTIS MALLET PREVOST COLT & MOS STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASSALLUZZO SCOTT J CENTRAL INDEX KEY: 0001203547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896211 MAIL ADDRESS: STREET 1: C/OCURTIS MALLET PRESVOST COLT & MOSLE STREET 2: 101 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS W CENTRAL INDEX KEY: 0000926688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05896212 BUSINESS ADDRESS: BUSINESS PHONE: 2036611200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: THOMAS W SMITH DATE OF NAME CHANGE: 19940713 4 1 rrd82489.xml 6/10, 6/13, 6/14 SALES OF OCA BY IP, PA, PIP, PIPS X0202 4 2005-06-10 1 0000931702 OCA, INC. / DE / OCA 0000926688 SMITH THOMAS W 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group 0001203547 VASSALLUZZO SCOTT J 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group 0001236415 IDOYA PARTNERS 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Member of Section 13(d) Group 0001236417 PRESCOTT ASSOCIATES 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Member of Section 13(d) Group 0001236419 PRESCOTT INTERNATIONAL PARTNERS 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Member of Section 13(d) Group 0001236421 PRESCOTT INVESTORS PROFIT SHARING TRUST 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Member of Section 13(d) Group Common Stock 2005-06-10 4 S 0 534000 1.40 D 1826600 I By Idoya Partners Common Stock 2005-06-10 4 S 0 522000 1.40 D 1860700 I By Prescott Associates Common Stock 2005-06-10 4 S 0 30200 1.40 D 105000 I By Prescott International Partners Common Stock 2005-06-13 4 S 0 785000 1.47 D 1041600 I By Idoya Partners Common Stock 2005-06-13 4 S 0 769600 1.47 D 1091100 I By Prescott Associates Common Stock 2005-06-13 4 S 0 46000 1.47 D 59000 I By Prescott International Partners Common Stock 2005-06-13 4 S 0 102000 1.47 D 170200 I By Prescott Investors Profit Sharing Trust Common Stock 2005-06-14 4 S 0 559900 1.49 D 481700 I By Idoya Partners Common Stock 2005-06-14 4 S 0 545600 1.49 D 545500 I By Prescott Associates Common Stock 2005-06-14 4 S 0 33100 1.49 D 25900 I By Prescott International Partners Common Stock 2005-06-14 4 S 0 85700 1.49 D 84500 I By Prescott Investors Profit Sharing Trust These shares are owned directly by Idoya Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Idoya Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Idoya Partners is 323 Railroad Avenue, Greenwich, CT 06830. These shares are owned directly by Prescott Associates, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott Associates. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott Associates is 323 Railroad Avenue, Greenwich, CT 06830. These shares are owned directly by Prescott International Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott International Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott International Partners is 323 Railroad Avenue, Greenwich, CT 06830. These shares are owned directly by Prescott Investors Profit Sharing Trust, a member of a Section 13(d) Reporting Group, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as trustees of Prescott Investors Profit Sharing Trust. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective interests in such shares under Rule 16a-8(b)(2). The address for Prescott Investors Profit Sharing Trust is 323 Railroad Avenue, Greenwich, CT 06830. As of the date of this report, each of the Reporting Persons beneficially owns less than 10% of the outstanding shares of OCA, Inc., and is therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to such shares. /s/ Thomas W. Smith and Scott J. Vassalluzzo, individually and as general partners of Idoya Partners, Prescott Associates and Prescott International Partners and as trustees of Prescott Investors Profit Sharing Trust 2005-06-14 -----END PRIVACY-ENHANCED MESSAGE-----