-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UeYawMKZulzRXltwtxgKtDmCqic5hEholVOUg0Z1wPI2zAoN1pgV5BuomhodwGV3 OGefWc97oZnE6NB/z/VSuA== 0001181431-05-001579.txt : 20050105 0001181431-05-001579.hdr.sgml : 20050105 20050105165910 ACCESSION NUMBER: 0001181431-05-001579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050103 FILED AS OF DATE: 20050105 DATE AS OF CHANGE: 20050105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS W CENTRAL INDEX KEY: 0000926688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05513372 BUSINESS ADDRESS: BUSINESS PHONE: 2036611200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: THOMAS W SMITH DATE OF NAME CHANGE: 19940713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCA, INC. / DE / CENTRAL INDEX KEY: 0000931702 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 721278948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 504-834-4392 MAIL ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 FORMER COMPANY: FORMER CONFORMED NAME: ORTHODONTIC CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19941020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETRA CAPITAL PARTNERS CENTRAL INDEX KEY: 0001236423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05513371 BUSINESS ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036611200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd63896.xml FORM 4 REPORTING LIQUIDATING DISTRIBUTION BY PETRA CAPITAL PARTNERS X0202 4 2005-01-03 0 0000931702 OCA, INC. / DE / OCA 0000926688 SMITH THOMAS W 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group 0001236423 PETRA CAPITAL PARTNERS 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Member of Section 13(d) Group Common Stock 2005-01-03 4 J 0 65000 0 D 0 I By Petra Capital Partners Common Stock 2005-01-03 4 J 0 19500 0 A 2219500 D Represents a pro-rata in-kind liquidating distribution by Petra Capital Partners ("PCP"), without consideration, in accordance with the terms of the PCP Limited Partnership Agreement. These shares are owned directly by PCP, a private investment limited partnership, and indirectly by Mr. Smith as general partner of PCP. Mr. Smith disclaims beneficial ownership of these shares in excess of his pecuniary interest in such shares under Rule 16a-1(a)(2)(ii)(B). The address for PIP is 323 Railroad Avenue, Greenwich, CT 06830. Represents a pro-rata in-kind liquidating distribution by PCP, without consideration, in accordance with the terms of the PCP Limited Partnership Agreement. Mr. Smith's acquisition of these shares represents a change in form of beneficial ownership exempt from Section 16 pursuant to Rule 16a-13 thereunder. /s/ Thomas W. Smith, Individually and as General Partner of Petra Capital Partners 2005-01-05 -----END PRIVACY-ENHANCED MESSAGE-----