-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mk8NV3c+HU2RDmwNoTTWhfOohTSjqJsDfj71SGwKSiGt+IqVAjAJDgdXPCOOwMsE cUzEFh6ggxYmmSIPHB4/wg== 0001181431-04-027052.txt : 20040520 0001181431-04-027052.hdr.sgml : 20040520 20040520164806 ACCESSION NUMBER: 0001181431-04-027052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Englander Daniel J CENTRAL INDEX KEY: 0001289438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 04821806 BUSINESS ADDRESS: BUSINESS PHONE: (203) 661-1200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORTHODONTIC CENTERS OF AMERICA INC /DE/ CENTRAL INDEX KEY: 0000931702 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 721278948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 504-834-4392 MAIL ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 4 1 rrd43147.xml FORM 4 REPORTING 5/18 AND 5/19 TRADES OF OCA BY PCP AND RECEIPT OF SHARES FROM TRUST X0202 4 2004-05-18 0 0000931702 ORTHODONTIC CENTERS OF AMERICA INC /DE/ OCA 0001289438 Englander Daniel J 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group Common Stock 2004-05-18 4 P 0 50000 7.48 A 150000 I By Prescott Capital Partners, LP Common Stock 2004-05-19 4 P 0 50000 7.44 A 200000 I By Prescott Capital Partners, LP Common Stock 2004-05-19 5 W 0 1666 0 A 21866 D These shares are owned directly by Prescott Capital Partners L.P. ("PCP"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as a general partner of PCP. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-1(a)(2)(ii)(B). The business address for PCP is 323 Railroad Avenue, Greenwich, CT 06830. The Reporting Person disclaims membership in any "group" as defined under Section 13(d)(3) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Daniel J. Englander 2004-05-20 -----END PRIVACY-ENHANCED MESSAGE-----