0001809689-22-000006.txt : 20220406 0001809689-22-000006.hdr.sgml : 20220406 20220406181719 ACCESSION NUMBER: 0001809689-22-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220406 DATE AS OF CHANGE: 20220406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiTommaso Steven CENTRAL INDEX KEY: 0001921951 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39467 FILM NUMBER: 22811665 MAIL ADDRESS: STREET 1: 600 MAYER STREET CITY: BRIDGEVILLE STATE: PA ZIP: 15017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2022-04-01 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001921951 DiTommaso Steven 600 MAYER STREET BRIDGEVILLE PA 15017 0 1 0 0 VP and CFO USAP Common Stock 12157 D Stock Option (Right to Buy) 19.41 2028-11-29 Common Stock 1000 D Stock Option (Right to Buy) 14.39 2029-11-14 Common Stock 1000 D Stock Option (Right to Buy) 6.42 2030-11-20 Common Stock 1000 D Stock Option (Right to Buy) 9.35 2031-11-11 Common Stock 2500 D Of this amount, 9,500 are restricted stock units that vest as follows: 1,000 vest on 11/20/2021, 3,750 vest on 11/11/2022, 1,000 vest on 11/20/2022 and 3,750 vest on 11/11/2023. 25% will vest on the first anniversary, 25% will vest on the second anniversary, 25% will vest on the third anniversary and 25% will vest on the fourth anniversary. 25% will vest on the first anniversary, 25% will vest on the second anniversary, 25% will vest on the third anniversary and 25% will vest on the fourth anniversary. 25% will vest on the first anniversary, 25% will vest on the second anniversary, 25% will vest on the third anniversary and 25% will vest on the fourth anniversary. 25% will vest on the first anniversary, 25% will vest on the second anniversary, 25% will vest on the third anniversary and 25% will vest on the fourth anniversary. John Arminas (AIF) 2022-04-06