0001809689-21-000023.txt : 20211115 0001809689-21-000023.hdr.sgml : 20211115 20211115152912 ACCESSION NUMBER: 0001809689-21-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OATES DENNIS M CENTRAL INDEX KEY: 0001265334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39467 FILM NUMBER: 211409673 MAIL ADDRESS: STREET 1: 600 MAYER STREET CITY: BRIDGEVILLE STATE: PA ZIP: 15017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-11 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001265334 OATES DENNIS M 600 MAYER STREET BRIDGEVILLE PA 15017 0 1 0 0 President and Chief Executive Common Stock 2021-11-11 4 A 0 42000 0 A 150089 D Stock Option (Right to Buy) 9.35 2021-11-11 4 A 0 13000 0 A 2031-11-11 Common Stock 13000 13000 D Award of Restricted Stock Units will vest 17,500 on 11/11/2023 and 24,500 on 11/11/2025. 3,250 will vest on 11/11/2022, 3,250 will vest on 11/11/2023, 3,250 will vest on 11/11/2024 and 3,250 will vest on 11/11/2025 John Arminas (AIF) 2021-11-15