0001809689-21-000017.txt : 20210602 0001809689-21-000017.hdr.sgml : 20210602 20210602173022 ACCESSION NUMBER: 0001809689-21-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210531 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kornblatt M. David CENTRAL INDEX KEY: 0001431803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39467 FILM NUMBER: 21990355 MAIL ADDRESS: STREET 1: 1214 ROUND HILL ROAD CITY: BRYN MAWR STATE: PA ZIP: 19010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-31 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001431803 Kornblatt M. David 1214 ROUND HILL ROAD BRYN MAWR PA 19010 1 0 0 0 Common Stock 2021-05-31 4 A 0 1623 A 31691 D Stock Option (Right to Buy) 10.75 2021-05-31 4 A 0 1250 0 A 2031-05-31 Common Stock 1250 1250 D Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 541 shares on the first anniversary, 541 shares on the second anniversary and 541 shares on the third anniversary. 417 options exercisable on 05/31/2022, 417 options exercisable on 05/31/2023 and 416 options exercisable on 05/31/2024. John Arminas (AIF) 2021-06-02