0001234542-19-000006.txt : 20190220 0001234542-19-000006.hdr.sgml : 20190220 20190220142800 ACCESSION NUMBER: 0001234542-19-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OATES DENNIS M CENTRAL INDEX KEY: 0001265334 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 19617907 MAIL ADDRESS: STREET 1: 1302 EAVES SPRING COURT CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2019-02-11 2019-02-19 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001265334 OATES DENNIS M 600 MAYER STREET BRIDGEVILLE PA 15017 0 1 0 0 Chairman, President & CEO USAP Common Stock 2019-02-11 4 A 0 3822 15.696 A 100536 D The shares acquired are pursuant to a stock award agreement at which the officer agreed to receive a portion of his 2018 Variable Incentive Compensation in USAP common stock at a 10% discount provided that the officer agreed not to trade or encumber the stock until the first anniversary date. Paul A. McGrath (AIF) 2019-02-20