0001234542-18-000015.txt : 20180604 0001234542-18-000015.hdr.sgml : 20180604 20180604165839 ACCESSION NUMBER: 0001234542-18-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYERS CHRISTOPHER L CENTRAL INDEX KEY: 0001461865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 18878874 MAIL ADDRESS: STREET 1: 5626 MISSION DRIVE CITY: MISSION HILL STATE: KS ZIP: 66208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-31 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001461865 AYERS CHRISTOPHER L 5626 MISSION DRIVE MISSION HILL KS 66208 1 0 0 0 Common Stock 2018-05-31 4 A 0 1712 0 A 19155 D Stock Option (Right to Buy) 23.92 2018-05-31 4 A 0 1250 0 A 2028-05-31 Common Stock 1250 1250 D Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. 417 options exercisable 05/31/2019 417 options exercisable 05/31/2020 416 options exercisable 05/31/2021 Paul A. McGrath (AIF) 2018-06-04