0001234542-17-000009.txt : 20170602 0001234542-17-000009.hdr.sgml : 20170602 20170602150204 ACCESSION NUMBER: 0001234542-17-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYERS CHRISTOPHER L CENTRAL INDEX KEY: 0001461865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 17887531 MAIL ADDRESS: STREET 1: 5626 MISSION DRIVE CITY: MISSION HILL STATE: KS ZIP: 66208 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-03 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001461865 AYERS CHRISTOPHER L 5626 MISSION DRIVE MISSION HILL KS 66208 1 0 0 0 Common Stock 2017-05-31 4 A 0 1695 0 A 18394 D Common Stock 2017-05-03 4 A 0 154 0 A 18584 D Stock Option (right to buy) 18 2017-05-31 4 A 0 1250 18 A 2027-05-31 Common Stock 1250 1250 D Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $2,496.34. The reporting person has agreed not to transfer any of these shares for a period of one year. 417 options exercisable 05/31/2018 417 options exercisable 05/31/2019 416 options exercisable 05/31/2020 Paul A. McGrath (AIF) 2017-06-02