0001234542-16-000073.txt : 20161201 0001234542-16-000073.hdr.sgml : 20161201 20161201113706 ACCESSION NUMBER: 0001234542-16-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kornblatt M. David CENTRAL INDEX KEY: 0001431803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 162027436 MAIL ADDRESS: STREET 1: 1214 ROUND HILL ROAD CITY: BRYN MAWR STATE: PA ZIP: 19010 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-30 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001431803 Kornblatt M. David 1214 ROUND HILL ROAD BRYN MAWR PA 19010 1 0 0 0 USAP Common Stock 12.35 2016-11-30 4 A 0 2500 12.35 A 2017-11-30 2026-11-30 Common Stock 2500 2500 D 825 options exercisable 11/30/2017 825 options exercisable 11/30/2018 850 options exercisable 11/30/2019 Paul A. McGrath (AIF) 2016-12-01