0001234542-14-000017.txt : 20141121 0001234542-14-000017.hdr.sgml : 20141121 20141121104515 ACCESSION NUMBER: 0001234542-14-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141119 FILED AS OF DATE: 20141121 DATE AS OF CHANGE: 20141121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OATES DENNIS M CENTRAL INDEX KEY: 0001265334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 141241481 MAIL ADDRESS: STREET 1: 1302 EAVES SPRING COURT CITY: MALVERN STATE: PA ZIP: 19355 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-11-19 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001265334 OATES DENNIS M 1302 EAVES SPRING COURT MALVERN PA 19355 0 1 0 0 Chairman, CEO & President USAP Common Stock 26.14 2014-11-19 4 A 0 14500 26.14 A 2015-11-11 2024-11-11 Common Stock 14500 14500 D 3625 options exercisable 11/19/2015 3625 options exercisable 11/19/2016 3625 options exercisable 11/19/2017 3625 options exercisable 11/19/2018 Paul A. McGrath (AIF) 2014-11-21