0001234542-13-000019.txt : 20131113 0001234542-13-000019.hdr.sgml : 20131113 20131113104335 ACCESSION NUMBER: 0001234542-13-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OATES DENNIS M CENTRAL INDEX KEY: 0001265334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 131213143 MAIL ADDRESS: STREET 1: 1302 EAVES SPRING COURT CITY: MALVERN STATE: PA ZIP: 19355 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-11 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001265334 OATES DENNIS M 1302 EAVES SPRING COURT MALVERN PA 19355 0 1 0 0 Chairman, President & CEO USAP Common Stock 32.78 2013-11-11 4 A 0 12500 32.78 A 2014-11-11 2023-11-11 Common Stock 12500 12500 D 3125 options exercisable on 11/11/2014 3125 options exercisable on 11/11/2015 3125 options exercisable on 11/11/2016 3125 options exercisable on 11/11/2017 Paul A. McGrath (AIF) 2013-11-13