0000931584-16-000025.txt : 20161227 0000931584-16-000025.hdr.sgml : 20161227 20161227174218 ACCESSION NUMBER: 0000931584-16-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLLOCK LARRY J CENTRAL INDEX KEY: 0001642687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 162071157 MAIL ADDRESS: STREET 1: 600 MAYER STREET CITY: BRIDGEVILLE STATE: PA ZIP: 15017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-22 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001642687 POLLOCK LARRY J 600 MAYER STREET BRIDGEVILLE PA 15017 0 1 0 0 Exec. V.P. & CMO Common Stock 2016-12-22 4 A 0 13000 0 A 17870 D Stock Option (Right to buy) 14.75 2016-12-22 4 A 0 4500 14.75 A 2026-12-22 Common Stock 4500 4500 D Award of Restricted Stock Units which vest: 5000 units on 12/22/2018 and 8000 on 12/22/2020 1125 options exercisable 12/22/2017 1125 options exercisable 12/22/2018 1125 options exercisable 12/22/2019 1125 options exercisable 12/22/2020 Paul A. McGrath (AIF) 2016-12-27