0000919574-15-005634.txt : 20150803 0000919574-15-005634.hdr.sgml : 20150801 20150803184548 ACCESSION NUMBER: 0000919574-15-005634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150730 FILED AS OF DATE: 20150803 DATE AS OF CHANGE: 20150803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOURNIER ALAN CENTRAL INDEX KEY: 0001262236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 151023633 MAIL ADDRESS: STREET 1: C/O PENNANT CAPITAL MANAGEMENT LLC STREET 2: 1 DEFOREST AVENUE, SUITE 200 CITY: SUMMIT STATE: NJ ZIP: 07901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pennant Capital Management, LLC CENTRAL INDEX KEY: 0001168664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 151023634 BUSINESS ADDRESS: STREET 1: 1 DEFOREST AVENUE STREET 2: SUITE 200 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9737011100 MAIL ADDRESS: STREET 1: 1 DEFOREST AVENUE STREET 2: SUITE 200 CITY: SUMMIT STATE: NJ ZIP: 07901 FORMER NAME: FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT, LLC DATE OF NAME CHANGE: 20120411 FORMER NAME: FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20050511 FORMER NAME: FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020307 4 1 p1404144.xml PENNANT/USAP X0306 4 2015-07-30 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001168664 Pennant Capital Management, LLC 1 DEFOREST AVENUE, SUITE 200 SUMMIT NJ 07901 0 0 1 0 0001262236 FOURNIER ALAN C/O PENNANT CAPITAL MANAGEMENT, LLC 1 DEFOREST AVENUE, SUITE 200 SUMMIT NJ 07901 0 0 1 0 Common Stock 2015-07-30 4 S 0 28800 13.92 D 1114221 I See Footnote Common Stock 2015-07-31 4 S 0 14600 13.74 D 1099621 I See Footnote Common Stock 2015-08-03 4 S 0 17400 13.06 D 1082221 I See Footnote These securities are (i) directly owned by certain private investment vehicles managed by Pennant, including Broadway Gate Master Fund, Ltd., which has ceased to be a 10% owner, and (ii) may be deemed beneficially owned by Pennant as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Pennant Capital Management, LLC, By: /s/ Alan Fournier, Principal 2015-08-03 /s/ Alan Fournier 2015-08-03