0000919574-13-002636.txt : 20130404
0000919574-13-002636.hdr.sgml : 20130404
20130404175441
ACCESSION NUMBER: 0000919574-13-002636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130402
FILED AS OF DATE: 20130404
DATE AS OF CHANGE: 20130404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOURNIER ALAN
CENTRAL INDEX KEY: 0001262236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 13743975
MAIL ADDRESS:
STREET 1: C/O PENNANT CAPITAL MANAGEMENT LLC
STREET 2: 1 DEFOREST AVENUE, SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
CENTRAL INDEX KEY: 0000931584
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 251724540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
BUSINESS ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
BUSINESS PHONE: 4122577600
MAIL ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNANT CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001168664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 13743974
BUSINESS ADDRESS:
STREET 1: 1 DEFOREST AVENUE
STREET 2: SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9737011100
MAIL ADDRESS:
STREET 1: 1 DEFOREST AVENUE
STREET 2: SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20050511
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20020307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROADWAY GATE MASTER FUND, LTD.
CENTRAL INDEX KEY: 0001449141
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 13743973
BUSINESS ADDRESS:
STREET 1: C/O GOLDMAN SACHS (CAYMAN) TRUST, LTD
STREET 2: 45 MARKET ST, CAMANA BAY, PO BOX 896
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1103
BUSINESS PHONE: 212-823-0953
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS (CAYMAN) TRUST, LTD
STREET 2: 45 MARKET ST, CAMANA BAY, PO BOX 896
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1103
4
1
p1372250.xml
OWNERSHIP DOCUMENT
X0306
4
2013-04-02
0
0000931584
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
USAP
0001168664
PENNANT CAPITAL MANAGEMENT, LLC
1 DEFOREST AVENUE,
SUITE 200
SUMMIT
NJ
07901
0
0
1
0
0001262236
FOURNIER ALAN
C/O PENNANT CAPITAL MANAGEMENT, LLC
1 DEFOREST AVENUE, SUITE 200
SUMMIT
NJ
07901
0
0
1
0
0001449141
BROADWAY GATE MASTER FUND, LTD.
1 DEFOREST AVENUE,
SUITE 200
SUMMIT
NJ
07901
0
0
1
0
Common Stock
2013-04-02
4
P
0
1000
35.55
A
701509
D
Common Stock
2013-04-03
4
P
0
700
34.81
A
426212
I
See footnote
Common Stock
2013-04-03
4
P
0
5300
34.81
A
706809
D
Common Stock
1133021
I
See footnote
These securities are directly owned by Broadway Gate Master Fund, Ltd. ("Broadway Gate"), which is a reporting person, and may be deemed beneficially owned by Pennant Capital Management, LLC ("Pennant") as investment manager of Broadway Gate. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities are directly owned by certain private investment vehicles managed by Pennant and may be deemed beneficially owned by Pennant as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Pennant Capital Management, LLC, By: /s/ Alan Fournier, Principal
2013-04-04
/s/ Alan Fournier
2013-04-04
Broadway Gate Master Fund, Ltd., By: /s/ Alan Fournier, Director
2013-04-04