0000919574-13-002186.txt : 20130306
0000919574-13-002186.hdr.sgml : 20130306
20130306170014
ACCESSION NUMBER: 0000919574-13-002186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130304
FILED AS OF DATE: 20130306
DATE AS OF CHANGE: 20130306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOURNIER ALAN
CENTRAL INDEX KEY: 0001262236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 13670313
MAIL ADDRESS:
STREET 1: C/O PENNANT CAPITAL MANAGEMENT LLC
STREET 2: 1 DEFOREST AVENUE, SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
CENTRAL INDEX KEY: 0000931584
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 251724540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
BUSINESS ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
BUSINESS PHONE: 4122577600
MAIL ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNANT CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001168664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 13670314
BUSINESS ADDRESS:
STREET 1: 1 DEFOREST AVENUE
STREET 2: SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 9737011100
MAIL ADDRESS:
STREET 1: 1 DEFOREST AVENUE
STREET 2: SUITE 200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20050511
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20020307
4
1
p1364060.xml
OWNERSHIP DOCUMENT
X0306
4
2013-03-04
0
0000931584
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
USAP
0001168664
PENNANT CAPITAL MANAGEMENT, LLC
1 DEFOREST AVENUE
SUITE 200
SUMMIT
NJ
07901
0
0
1
0
0001262236
FOURNIER ALAN
C/O PENNANT CAPITAL MANAGEMENT, LLC
1 DEFOREST AVENUE, SUITE 200
SUMMIT
NJ
07901
0
0
1
0
Common Stock
2013-03-04
4
P
0
2900
35.71
A
1100468
I
See footnote
Common Stock
2013-03-05
4
P
0
3100
35.98
A
1103568
I
See footnote
Common Stock
2013-03-06
4
P
0
100
36.03
A
1103668
I
See footnote
The reported securities are directly owned by certain private investment vehicles managed by Pennant Capital Management, LLC and may be deemed beneficially owned by Pennant Capital Management, LLC as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant Capital Management, LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Pennant Capital Management, LLC, By: /s/Alan Fournier, Principal
2013-03-06
By: /s/Alan Fournier
2013-03-06