Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000931371-23-000002
Filing Date
2023-02-24
Accepted
2023-02-24 21:49:05
Documents
5
Period of Report
2022-12-31
Effectiveness Date
2023-02-24

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2312
2 STATEMENT OF FINANCIAL CONDITION sissofc2022.pdf FULL 294257
4 ICOC sisicoc2022.pdf FULL 103492
5 SIPC sipc72022.pdf FULL 137042
6 COMPLIANCE LETTER siscompliance2.pdf FULL 148113
  Complete submission text file 0000931371-23-000002.txt   944776
Mailing Address 437 MADISON AVENUE FLOORS 6, 7, 8, 9 AND 10 NEW YORK NY 10022
Business Address 437 MADISON AVENUE FLOORS 6, 7, 8, 9 AND 10 NEW YORK NY 10022 917-754-0649
SANTANDER INVESTMENT SECURITIES INC. (Filer) CIK: 0000931371 (see all company filings)

EIN.: 133777308 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-47664 | Film No.: 23669825