0001547137-14-000070.txt : 20140826
0001547137-14-000070.hdr.sgml : 20140826
20140826165544
ACCESSION NUMBER: 0001547137-14-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140822
FILED AS OF DATE: 20140826
DATE AS OF CHANGE: 20140826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gonzalez Rachel A
CENTRAL INDEX KEY: 0001561935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 141065748
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-08-22
0000931336
DEAN FOODS CO
DF
0001561935
Gonzalez Rachel A
2711 NORTH HASKELL AVENUE, SUITE 3400
DALLAS
TX
75204
0
1
0
0
EVP, General Counsel
Common Stock
2014-08-22
4
M
0
5576
12.60
A
30128
D
Common Stock
2014-08-22
4
M
0
15774
8.96
A
45902
D
Common Stock
2014-08-22
4
M
0
20258
10.44
A
66160
D
Common Stock
2014-08-22
4
F
0
30568
16.02
D
35592
D
Non-Qualified Stock Option (Right to Buy DF707122)
12.60
2014-08-22
4
M
0
5576
0
D
2011-02-12
2020-02-12
Common Stock
5576
0
D
Non-Qualified Stock Option (Right to Buy DF707306)
8.96
2014-08-22
4
M
0
15774
0
D
2012-02-18
2021-02-18
Common Stock
15774
0
D
Non-Qualified Stock Option (Right to Buy DF707356)
10.44
2014-08-22
4
M
0
20258
0
D
2013-02-17
2022-02-17
Common Stock
20258
10129
D
The reporting person exercised options totaling 41,608 shares of Common Stock of the Issuer. A total of 30,568 shares were surrendered to satisfy the exercise price of such options associated with such exercise, resulting in the issuance of a total of 11,040 net shares of Common Stock.
These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
The shares of Common Stock subject to the Option vested annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement.
Carman M. Callahan, Attorney-in-Fact
2014-08-26