0001547137-14-000070.txt : 20140826 0001547137-14-000070.hdr.sgml : 20140826 20140826165544 ACCESSION NUMBER: 0001547137-14-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gonzalez Rachel A CENTRAL INDEX KEY: 0001561935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 141065748 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-22 0000931336 DEAN FOODS CO DF 0001561935 Gonzalez Rachel A 2711 NORTH HASKELL AVENUE, SUITE 3400 DALLAS TX 75204 0 1 0 0 EVP, General Counsel Common Stock 2014-08-22 4 M 0 5576 12.60 A 30128 D Common Stock 2014-08-22 4 M 0 15774 8.96 A 45902 D Common Stock 2014-08-22 4 M 0 20258 10.44 A 66160 D Common Stock 2014-08-22 4 F 0 30568 16.02 D 35592 D Non-Qualified Stock Option (Right to Buy DF707122) 12.60 2014-08-22 4 M 0 5576 0 D 2011-02-12 2020-02-12 Common Stock 5576 0 D Non-Qualified Stock Option (Right to Buy DF707306) 8.96 2014-08-22 4 M 0 15774 0 D 2012-02-18 2021-02-18 Common Stock 15774 0 D Non-Qualified Stock Option (Right to Buy DF707356) 10.44 2014-08-22 4 M 0 20258 0 D 2013-02-17 2022-02-17 Common Stock 20258 10129 D The reporting person exercised options totaling 41,608 shares of Common Stock of the Issuer. A total of 30,568 shares were surrendered to satisfy the exercise price of such options associated with such exercise, resulting in the issuance of a total of 11,040 net shares of Common Stock. These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013. The shares of Common Stock subject to the Option vested annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement. Carman M. Callahan, Attorney-in-Fact 2014-08-26