0001547137-14-000028.txt : 20140219
0001547137-14-000028.hdr.sgml : 20140219
20140219173506
ACCESSION NUMBER: 0001547137-14-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140215
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Braun C Shay
CENTRAL INDEX KEY: 0001561871
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 14626943
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-15
0000931336
DEAN FOODS CO
DF
0001561871
Braun C Shay
2711 NORTH HASKELL AVENUE
SUITE 3400
DALLAS
TX
75204
0
1
0
0
SVP, Operations & Procurement
Common Stock
2014-02-15
4
M
0
4059
0
A
7886
D
Common Stock
2014-02-15
4
F
0
1074
14.68
D
6812
D
Common Stock
2014-02-17
4
M
0
5333
0
A
12145
D
Common Stock
2014-02-17
4
F
0
1709
14.68
D
10436
D
Restricted Stock Units (DU705727)
0
2014-02-15
4
M
0
4059
0
D
2014-02-15
2023-02-15
Common Stock
4059
8116
D
Restricted Stock Units (DU705685)
0
2014-02-17
4
M
0
5333
0
D
2013-02-17
2022-02-17
Common Stock
5333
5332
D
The reporting person received a total of 4,059 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,074 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 2,985 net shares of Common Stock.
The reporting person received a total of 5,333 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,709 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 3,624 net shares of Common Stock.
These restricted stock units have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The restricted stock units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.
Carman M. Callahan, Attorney-in-Fact
2014-02-19