0001547137-14-000028.txt : 20140219 0001547137-14-000028.hdr.sgml : 20140219 20140219173506 ACCESSION NUMBER: 0001547137-14-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140215 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braun C Shay CENTRAL INDEX KEY: 0001561871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 14626943 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-15 0000931336 DEAN FOODS CO DF 0001561871 Braun C Shay 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75204 0 1 0 0 SVP, Operations & Procurement Common Stock 2014-02-15 4 M 0 4059 0 A 7886 D Common Stock 2014-02-15 4 F 0 1074 14.68 D 6812 D Common Stock 2014-02-17 4 M 0 5333 0 A 12145 D Common Stock 2014-02-17 4 F 0 1709 14.68 D 10436 D Restricted Stock Units (DU705727) 0 2014-02-15 4 M 0 4059 0 D 2014-02-15 2023-02-15 Common Stock 4059 8116 D Restricted Stock Units (DU705685) 0 2014-02-17 4 M 0 5333 0 D 2013-02-17 2022-02-17 Common Stock 5333 5332 D The reporting person received a total of 4,059 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,074 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 2,985 net shares of Common Stock. The reporting person received a total of 5,333 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,709 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 3,624 net shares of Common Stock. These restricted stock units have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The restricted stock units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date. Carman M. Callahan, Attorney-in-Fact 2014-02-19