0001547137-12-000065.txt : 20121206 0001547137-12-000065.hdr.sgml : 20121206 20121206161331 ACCESSION NUMBER: 0001547137-12-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gonzalez Rachel A CENTRAL INDEX KEY: 0001561935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 121246822 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-04 0000931336 DEAN FOODS CO DF 0001561935 Gonzalez Rachel A 2711 NORTH HASKELL AVENUE, SUITE 3400 DALLAS TX 75204 0 1 0 0 Executive Vice President and Common Stock 2012-12-04 4 M 0 9656 14.56 A 13474 D Common Stock 2012-12-04 4 F 0 8580 17.16 D 4894 D Common Stock 2012-12-04 4 M 0 6829 10.35 A 11723 D Common Stock 2012-12-04 4 F 0 4836 17.16 D 6887 D Non-Qualified Stock Option (right to buy-DF007122) 14.56 2012-12-04 4 M 0 9656 0 D 2011-02-12 2020-02-12 Common Stock 9656 4828 D Non-Qualified Stock Option (right to buy-DF007306) 10.35 2012-12-04 4 M 0 6829 0 D 2012-02-18 2021-02-18 Common Stock 6829 13656 D The reporting person exercised options totalling 9,656 shares of Common Stock of the Issuer. A total of 8,580 shares were surrendered to satisfy the exercise price of such options and taxes associated with such exercise, resulting in the issuance of a total of 1,076 net shares of Common Stock. The reporting person exercised options totalling 6,829 shares of Common Stock of the Issuer. A total of 4,836 shares were surrendered to satisfy the exercise price of such options and taxes associated with such exercise, resulting in the issuance of a total of 1,993 net shares of Common Stock. The shares of Common Stock subject to the Option vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement. Carman M. Callahan, Attorney-in-Fact 2012-12-06