0001487199-11-000050.txt : 20111107 0001487199-11-000050.hdr.sgml : 20111107 20111107171024 ACCESSION NUMBER: 0001487199-11-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111103 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffin-Maxwell Kelly CENTRAL INDEX KEY: 0001434736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 111185413 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-03 0000931336 DEAN FOODS CO DF 0001434736 Duffin-Maxwell Kelly 12002 AIRPORT WAY BROOMFIELD CO 80021 0 1 0 0 EVP, Research and Development Common Stock 2011-11-03 4 M 0 2211 0 A 20532 D Common Stock 2011-11-03 4 F 0 689 10.06 D 19843 D Restricted Stock Units (DU004956) 0 2011-11-03 4 M 0 2211 0 D 2011-11-03 2019-11-03 Common Stock 2211 2211 D The reporting person received a total of 2,211 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 689 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,522 net shares of Common Stock. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units have three year terms, vesting in two equal installments on each of the second and third anniversaries of the grant date. Richard Stephens, Attorney-In-Fact 2011-11-07