-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SqC8tZFmiBWV+xjBWQG2i+H8vByQJmW+tAnpxnEy4Gpz+T6wfWyJTd3CGGr7KaOp jheyWiW3ZsD44IeeydHfiA== 0001487199-11-000003.txt : 20110118 0001487199-11-000003.hdr.sgml : 20110117 20110118170744 ACCESSION NUMBER: 0001487199-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110113 FILED AS OF DATE: 20110118 DATE AS OF CHANGE: 20110118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 11533847 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-13 0000931336 DEAN FOODS CO DF 0001033927 ENGLES GREGG L 2711 NORTH HASKELL AVE SUITE 3400 DALLAS TX 75204 1 1 0 0 Chairman of the Board and Common Stock 2011-01-13 4 M 0 26157 0 A 2501601 D Common Stock 2011-01-13 4 F 0 7177 9.96 D 2494424 D Common Stock 2011-01-15 4 M 0 27000 0 A 2521424 D Common Stock 2011-01-15 4 F 0 7142 9.94 D 2514282 D Restricted Stock Units (DU003749) 0 2011-01-13 4 M 0 17800 0 D 2007-01-13 2016-01-13 Common Stock 17800 0 D Restricted Stock Units (DV005425) 0 2011-01-13 4 M 0 8357 0 D 2007-01-13 2016-01-13 Common Stock 8357 0 D Restricted Stock Units (DU004303) 0 2011-01-15 4 M 0 27000 0 D 2009-01-15 2018-01-15 Common Stock 27000 54000 D The reporting person received a total of 26,157 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 7,177 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 18,980 net shares of Common Stock. The reporting person received a total of 27,000 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 7,142 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 19,858 net shares of Common Stock. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a five year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. Richard Stephens, Attorney In Fact 2011-01-18 -----END PRIVACY-ENHANCED MESSAGE-----