-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WTa6tqHQD8lBTKjHKU7JOItcqAkCsZOUEAFzikBf+iMCvZ/YztQGKfl2lF3WUElx Q9A1hOcnk9fLRfXzryzyqA== 0001437432-10-000039.txt : 20100218 0001437432-10-000039.hdr.sgml : 20100218 20100218082547 ACCESSION NUMBER: 0001437432-10-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100212 FILED AS OF DATE: 20100218 DATE AS OF CHANGE: 20100218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCALZO JOSEPH CENTRAL INDEX KEY: 0001203096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 10614754 MAIL ADDRESS: STREET 1: 12002 AIRPORT WAY CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-12 0000931336 DEAN FOODS CO DF 0001203096 SCALZO JOSEPH 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 President and CEO Common Stock 2010-02-12 4 M 0 5878 0 A 24235 D Common Stock 2010-02-12 4 F 0 1828 14.56 D 22407 D Common Stock 2010-02-13 4 M 0 13334 0 A 35741 D Common Stock 2010-02-13 4 F 0 4145 14.56 D 31596 D Restricted Stock Units (DU003833) 0 2010-02-12 4 M 0 4000 0 D 2008-02-12 2017-02-12 Common Stock 4000 8000 D Restricted Stock Units (DV005220) 0 2009-02-12 4 M 0 1878 0 D 2008-02-12 2017-02-12 Common Stock 1878 3756 D Non Qualified Stock Option (right to buy-DF) 14.56 2010-02-12 4 A 0 82074 0 A 2011-02-12 2020-02-12 Common Stock 82074 82074 D Restricted Stock Units 0 2010-02-12 4 A 0 27823 0 A 2011-02-12 2020-02-12 Common Stock 27823 27823 D Restricted Stock Units (DU004422) 0 2010-02-13 4 M 0 13334 0 D 2010-02-13 2019-02-13 Common Stock 13334 26666 D The reporting person received a total of 5,878 shares of common stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,828 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 4,050 net shares of common stock The reporting person received a total of 13,334 shares of common stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 4,145 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 9,189 net shares of common stock The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a five year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. The shares of Common Stock subject to the Option vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. Katherine K. Connell, Attorney-In-Fact 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----