-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGY8U3yJZVHBTGjq107dDzKx04b7yorGPVsuHN8Yf48GRg4hsm8aQIAj/AdZum+w vz769d+omXadLDSQclLgPg== 0001437432-09-000013.txt : 20090120 0001437432-09-000013.hdr.sgml : 20090119 20090120191932 ACCESSION NUMBER: 0001437432-09-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moskowitz Paul T CENTRAL INDEX KEY: 0001403632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09535565 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-15 0000931336 DEAN FOODS CO DF 0001403632 Moskowitz Paul T 2515 MCKINNEY AVENUE SUITE 1200 DALLAS TX 75201 0 1 0 0 EVP - Human Resources Common Stock 2009-01-15 4 M 0 2600 0 A 4806 D Common Stock 2009-01-15 4 F 0 849 18.17 D 3957 D Non-Qualified Stock Option (right to buy-DF005992) 31.58 2008-06-18 2017-06-18 Common Stock 21500 21500 D Non-Qualified Stock Option (right to buy-DF005993) 31.58 2008-06-18 2017-06-18 Common Stock 45000 45000 D Restricted Stock Units (DU003925) 0 2008-06-18 2017-06-18 Common Stock 12000 12000 D Non-Qualified Stock Option (right to buy-DF006428) 25.37 2009-01-15 2018-01-15 Common Stock 43000 43000 D Restricted Stock Units (DU004307) 0 2009-01-15 4 M 0 2600 0 A 2009-01-15 2018-01-15 Common Stock 2600 10400 D The reporting person was entitled to receive a total of 2,600 share of common stock of the Issuer pursuant to the vesting provisions of the 2008 Award of Restricted Stock units ("RSUs"). A total of 849 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,751 net shares of common stock. A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary grant date, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. A Restricted Stock Unit, which is issued under the Company's 2007 Stock Incentive Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary grant date, subject to certain accelerated vesting provisions. Marilyn M. Miville, Attorney-in-Fact 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----