0001353605-13-000030.txt : 20130214 0001353605-13-000030.hdr.sgml : 20130214 20130214162014 ACCESSION NUMBER: 0001353605-13-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIN JOSEPH S JR CENTRAL INDEX KEY: 0001136264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 13614209 MAIL ADDRESS: STREET 1: 820 PICACHO LANE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-12 0000931336 DEAN FOODS CO DF 0001136264 HARDIN JOSEPH S JR 820 PICACHO LANE SANTA BARBARA CA 93108 1 0 0 0 Common Stock 2013-02-12 4 M 0 1000 0 A 252581 D Common Stock 3150 I by Trusts. Restricted Stock Units (DU005566) 0 2013-02-12 4 M 0 1000 0 D 2011-02-12 2020-02-12 Common Stock 1000 0 D The reporting person received a total of 1,000 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. Includes 8,876 shares of common stock from restricted stock units that have vested, and the reporting person has elected to defer receipt until he is no longer a member of the Issuer's Board of Directors. The reporting person is the trustee and disclaims all beneficial interest except to the extent of his pecuniary interest in the trusts, if any. The reporting person's sister and the reporting person's children are the beneficiaries of the trusts. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date. Katherine K. Connell, Attorney-In-Fact 2013-02-14