-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MssmlXcCfHRXkTyOtMaDnvyc4AnH8mRGxgDBpTLTLGelTMXiI5uROKhP4Z2rIKxX ZZKqrnSymG/5dchxcW77mw== 0001353605-09-000019.txt : 20090120 0001353605-09-000019.hdr.sgml : 20090119 20090120173835 ACCESSION NUMBER: 0001353605-09-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kemps Steven J CENTRAL INDEX KEY: 0001438987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09535078 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-15 0000931336 DEAN FOODS CO DF 0001438987 Kemps Steven J 2515 MCKINNEY AVENUE SUITE 1200 DALLAS TX 75201 0 1 0 0 EVP, General Counsel and Common Stock 2009-01-15 4 M 0 1700 0 A 4905 D Common Stock 2009-01-15 4 F 0 556 18.17 D 4349 D Non-Qualified Stock Option (right to buy-DF005283) 25.3895 2007-03-07 2016-03-07 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy-DV002130) 28.3895 2007-03-07 2016-03-07 Common Stock 9390 9390 D Non-Qualified Stock Option (right to buy-DF005949) 30.1121 2008-02-12 2017-02-12 Common Stock 16723 16723 D Non-Qualified Stock Option (right to buy-DV002131) 30.1121 2008-02-12 2017-02-12 Common Stock 7851 7851 D Non-Qualified Stock Option (right to buy-DF006434) 25.37 2009-01-15 2018-01-15 Common Stock 28000 28000 D Non-Qualified Stock Option (right to buy-DF006501) 24.98 2009-08-26 2018-08-26 Common Stock 18000 18000 D Incentive Stock Option (right to buy-DF005359) 30.1121 2008-02-12 2017-02-12 Common Stock 6777 6777 D Incentive Stock Option (right to buy-DV002132) 30.1121 2008-02-12 2017-02-12 Common Stock 3182 3182 D Restricted Stock Units (DU003809) 0 2007-03-07 2016-03-07 Common Stock 4500 4500 D Restricted Stock Units (DV005421) 0 2007-03-07 2016-03-07 Common Stock 2112 2112 D Restricted Stock Units (DU003844) 0 2008-02-12 2017-02-12 Common Stock 5600 5600 D Restricted Stock Units (DV005231) 0 2008-02-12 2017-02-12 Common Stock 2629 2629 D Restricted Stock Units (DU004313) 0 2009-01-15 4 M 0 1700 0 D 2009-01-15 2018-01-15 Common Stock 1700 6800 D Restricted Stock Units (DU004377) 0 2009-08-26 2018-08-26 Common Stock 6000 6000 D The reporting person was entitled to receive a total of 1,700 shares of common stock of the Issuer pursuant to the vesting provisions in the 2008 Award of Restricted Stock Units ("RSUs"). A total of 556 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,144 net shares of common stock. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an award of RSUs, which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant. Katherine K. Connell, Attorney In Fact 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----