-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lp4eEjcOnK/MBVy4JdCAHeUxRguJT2BL4ripE/FTk05MCV+MEazhL1+B7varbl/z wrA9Had/1Xy+wqICwpfHnw== 0001353605-09-000016.txt : 20090105 0001353605-09-000016.hdr.sgml : 20090105 20090105185940 ACCESSION NUMBER: 0001353605-09-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREEN STEPHEN L CENTRAL INDEX KEY: 0001136272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09507622 BUSINESS ADDRESS: STREET 1: CANAAN PARTNERS STREET 2: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-31 0000931336 DEAN FOODS CO DF 0001136272 GREEN STEPHEN L 285 RIVERSIDE AVENUE SUITE 250 WESTPORT CT 06880 1 0 0 0 Common Stock 2008-12-31 4 A 0 2890 0 A 101856 D Non-Qualified Stock Option (right to buy SI001316) 8.0206 1999-06-30 2009-06-30 Common Stock 11250 11250 D Non-Qualified Stock Option (right to buy DV001426) 8.0206 1999-06-30 2009-06-30 Common Stock 5282 5282 D Non-Qualified Stock Option (right to buy T0000632) 8.0206 1999-06-30 2009-06-30 Common Stock 2073 2073 D Non-Qualified Stock Option (right to buy DV001443) 8.0206 1999-06-30 2009-06-30 Common Stock 974 974 D Non-Qualified Stock Option (right to buy SI001801) 9.3614 2000-06-30 2010-06-30 Common Stock 11250 11250 D Non-Qualified Stock Option (right to buy DV001436) 9.3614 2000-06-30 2010-06-30 Common Stock 5282 5282 D Non-Qualified Stock Option (right to buy T0000636) 9.3614 2000-06-30 2010-06-30 Common Stock 2073 2073 D Non-Qualified Stock Option (right to buy DV001431) 9.3614 2000-06-30 2010-06-30 Common Stock 974 974 D Non-Qualified Stock Option (right to buy SF002503) 10.1707 2001-06-29 2011-06-29 Common Stock 11250 11250 D Non-Qualified Stock Option (right to buy DV001433) 10.1707 2001-06-29 2011-06-29 Common Stock 5282 5282 D Non-Qualified Stock Option (right to buy T0000641) 10.1707 2001-06-29 2011-06-29 Common Stock 2073 2073 D Non-Qualified Stock Option (right to buy DV001428) 10.1707 2001-06-29 2011-06-29 Common Stock 974 974 D Non-Qualified Stock Option (right to buy DF002166) 14.2351 2002-07-01 2012-07-01 Common Stock 11250 11250 D Non-Qualified Stock Option (right to buy DV001437) 14.2351 2002-07-01 2012-07-01 Common Stock 5282 5282 D Non-Qualified Stock Option (right to buy T0000647) 14.2351 2002-07-01 2012-07-01 Common Stock 2073 2073 D Non-Qualified Stock Option (right to buy DV001427) 14.2351 2002-07-01 2012-07-01 Common Stock 974 974 D Non-Qualified Stock Option (right to buy DF002876) 18.1003 2003-06-30 2013-06-30 Common Stock 3750 3750 D Non-Qualified Stock Option (right to buy DV001438) 18.1003 2003-06-30 2013-06-30 Common Stock 1761 1761 D Non-Qualified Stock Option (right to buy T0000813) 18.1003 2003-06-30 2013-06-30 Common Stock 691 691 D Non-Qualified Stock Option (right to buy DV001439) 18.1003 2003-06-30 2013-06-30 Common Stock 325 325 D Non-Qualified Stock Option (right to buy DF003664) 21.4389 2004-06-30 2014-06-30 Common Stock 3750 3750 D Non-Qualified Stock Option (right to buy DV001442) 21.4389 2004-06-30 2014-06-30 Common Stock 1761 1761 D Non-Qualified Stock Option (right to buy T0000786) 21.4389 2004-06-30 2014-06-30 Common Stock 691 691 D Non-Qualified Stock Option (right to buy DV001440) 21.4389 2004-06-30 2014-06-30 Common Stock 325 325 D Non-Qualified Stock Option (right to buy DF905918) 23.9808 2005-06-30 2015-06-30 Common Stock 3750 3750 D Non-Qualified Stock Option (right to buy DV001429) 23.9808 2005-06-30 2015-06-30 Common Stock 1761 1761 D Non-Qualified Stock Option (right to buy DF005291) 25.3078 2006-06-30 2016-06-30 Common Stock 3750 3750 D Non-Qualified Stock Option (right to buy DV001430) 25.3078 2006-06-30 2016-06-30 Common Stock 1761 1761 D Non-Qualified Stock Option (right to buy DF005996) 31.87 2007-06-29 2017-06-29 Common Stock 3750 3750 D Non-Qualified Stock Option (right to buy DF006485) 19.62 2008-06-30 2018-06-30 Common Stock 3750 3750 D These are restricted shares issued under the Issuer's 2007 Stock Incentive Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Includes 2,220 shares of Restricted Stock Units ("RSUs") which have vested and for which the reporting person has opted to defer receipt until a future date. This amount has been reduced since the date of the reporting person's last Form 4, due to a transfer of such deferred shares to his former spouse pursuant to a Separation Agreement. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. Since the date of the reporting person's last Form 4, he has transferred options for shares of Issuer's stock to his former spouse pursuant to a Separation Agreement. The options were granted automatically under the Issuer's 2007 Stock Incentive Plan, and are fully vested and immediately exercisable upon grant. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. Katherine K. Connell, Attorney-In-Fact 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----