-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q14y421aWZ9e/BuXVWAfGltcoPCe2JnvbxJurVJP8P3CP5GctFRmmZ3UQ4HzzAUN /2ouSBJF8z0fCqLjSPJ6AA== 0001353605-08-000043.txt : 20080214 0001353605-08-000043.hdr.sgml : 20080214 20080214172653 ACCESSION NUMBER: 0001353605-08-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080212 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCRUMMEN RONALD L CENTRAL INDEX KEY: 0001302493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 08619324 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-12 0000931336 DEAN FOODS CO DF 0001302493 McCRUMMEN RONALD L 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2008-02-12 4 M 0 2058 0 A 15563.281 D Common Stock 2008-02-12 4 F 0 634 26.93 D 14929.281 D Restricted Stock Units (DU003759) 0 2007-01-13 2016-01-13 Common Stock 4200 4200 D Restricted Stock Units (DV005432) 0 2007-01-13 2016-01-13 Common Stock 1971 1971 D Restricted Stock Units (DU003846) 0 2008-02-12 4 M 0 1400 0 D 2008-02-12 2017-02-12 Common Stock 1400 5600 D Restricted Stock Units (DV005233) 0 2008-02-12 4 M 0 658 0 D 2008-02-12 2017-02-12 Common Stock 658 2629 D Restricted Stock Units 0 2009-01-15 2018-01-15 Common Stock 7000 7000 D Non-Qualified Stock Option (right to buy - DF003693) 16.9741 2005-10-08 2014-10-08 Common Stock 14845 14845 D Non-Qualified Stock Option (right to buy - DV002701) 16.9741 2005-10-08 2014-10-08 Common Stock 6970 6970 D Non-Qualified Stock Option (right to buy - T0003488) 16.9741 2005-10-08 2014-10-08 Common Stock 2736 2736 D Non-Qualified Stock Option (right to buy - DV002706) 16.9741 2005-10-08 2014-10-08 Common Stock 1285 1285 D Non-Qualified Stock Option (right to buy - DF902537) 18.3014 2006-01-07 2015-01-07 Common Stock 16861 16861 D Non-Qualified Stock Option (right to buy - DV002708) 18.3014 2006-01-07 2015-01-07 Common Stock 7916 7916 D Non-Qualified Stock Option (right to buy - T0000891) 18.3014 2006-01-07 2015-01-07 Common Stock 3107 3107 D Non-Qualified Stock Option (right to buy - DV002709) 18.3014 2006-01-07 2015-01-07 Common Stock 1459 1459 D Non-Qualified Stock Option (right to buy - TU000301) 18.3014 2006-01-07 2015-01-07 Common Stock 386 386 D Non-Qualified Stock Option (right to buy - DV002703) 18.3014 2006-01-07 2015-01-07 Common Stock 181 181 D Non-Qualified Stock Option (right to buy - DF004939) 25.6821 2007-01-13 2016-01-13 Common Stock 17076 17076 D Non-Qualified Stock Option (right to buy - DV002711) 25.6821 2007-01-13 2016-01-13 Common Stock 8017 8017 D Non-Qualified Stock Option (right to buy - DF005349) 30.1121 2008-02-12 2017-02-12 Common Stock 20741 20741 D Non-Qualified Stock Option (right to buy - DV002702) 30.1121 2008-02-12 2017-02-12 Common Stock 9738 9738 D Non-Qualified Stock Option (right to buy) 25.37 2008-02-12 2017-02-12 Common Stock 24000 24000 D Incentive Stock Option (right to buy - DF003692) 16.9741 2005-10-08 2014-10-08 Common Stock 10155 10155 D Incentive Stock Option (right to buy - DV004866) 16.9741 2005-10-08 2014-10-08 Common Stock 1589 1589 D Incentive Stock Option (right to buy - T0003487) 16.9741 2005-10-08 2014-10-08 Common Stock 1871 1871 D Incentive Stock Option (right to buy - DV004867) 16.9741 2005-10-08 2014-10-08 Common Stock 629 629 D The reporting person was entitled to receive a total of 2,058 shares of common stock of the Issuer pursuant to the vesting provisions in the 2007 Award of Deferred Stock Units ("DSUs"). A total of 634 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,424 net shares of common stock. A Stock Unit, which is issued under the Issuer's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. A Stock Unit, which is issued under the Issuer's 2007 Stock Incentive Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The non-qualified stock options vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. The incentive stock options vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. Ronald L. McCrummen 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----